Renee S. Hardman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Renee S Hardman, who also goes by Renee Susan Hardman, was a registered financial professional .
Renee is a previously registered financial professional and started their career in finance in 2002. Renee had worked at 18 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2024 - June 18, 2025
BEACON CAPITAL MANAGEMENT, INC.
October 25, 2024 - June 18, 2025
SAMMONS FINANCIAL NETWORK, LLC
January 29, 2015 - August 8, 2024
CHARLES SCHWAB & CO., INC.
November 17, 2014 - January 2, 2015
PINHOOK CAPITAL, LLC
September 23, 2014 - January 2, 2015
NORTHERN LIGHTS DISTRIBUTORS, LLC
February 13, 2014 - August 8, 2024
CHARLES SCHWAB & CO., INC.
October 24, 2013 - September 19, 2014
LUCIA SECURITIES, LLC
January 4, 2013 - October 31, 2013
CABOT LODGE SECURITIES LLC
October 4, 2012 - January 2, 2013
CAPE INVESTMENT ADVISORY, INC.
March 8, 2012 - January 2, 2013
CAPE SECURITIES INC.
February 22, 2011 - December 13, 2011
ALLIED BEACON PARTNERS, INC.
August 11, 2009 - February 22, 2011
AMERICAN BEACON PARTNERS, INC.
March 19, 2009 - August 3, 2009
NYLIFE SECURITIES LLC
June 13, 2006 - November 10, 2008
WELLS INVESTMENT SECURITIES,INC.
November 2, 2004 - June 9, 2006
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
October 7, 2003 - November 18, 2004
W&S BROKERAGE SERVICES, INC.
December 12, 2002 - May 20, 2003
PRUCO SECURITIES, LLC.
November 19, 2002 - December 5, 2002
IDS LIFE INSURANCE COMPANY
November 19, 2002 - December 5, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
BEACON CAPITAL MANAGEMENT, INC.
CRD#: 120641 / SEC#: 801-61249
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BEACON CAPITAL MANAGEMENT, INC.
CRD#: 120641 / SEC#: 801-61249
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,893 |
| AUM (Assets Under Management) | $ 4,669,480,758 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
