Momchilo Vucenich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Momchilo Vucenich, who also goes by Mumps Vucenich, was a registered financial professional .
Momchilo is a previously registered financial professional and started their career in finance in 1973. Momchilo had worked at 6 firms and has passed the Series 63, Series 5, Series 1, Series 4, Series 40 and Series 12 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 5, 2002 - September 22, 2008
WELLS FARGO INVESTMENTS, LLC
February 1, 1993 - March 15, 2001
PIPER SANDLER & CO.
August 27, 1986 - February 1, 1993
CRAIG-HALLUM, INC.
July 29, 1986 - September 8, 1986
COLLIERS SECURITIES LLC
October 3, 1984 - July 8, 1986
IRI SECURITIES CORPORATION
January 10, 1978 - October 4, 1984
PIPER SANDLER & CO.
November 13, 1973 - February 21, 1978
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/26/1981
Interest Rate Options ExaminationSeries 1
Date: 11/7/1973
Registered Representative ExaminationSeries 40
Date: 5/11/1978
Registered Principal ExaminationSeries 12
Date: 1/12/1978
NYSE Branch Manager ExaminationCurrent Firm
WELLS FARGO INVESTMENTS, LLC
CRD#: 10582 / SEC#: , 8-38588
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WELLS FARGO INVESTMENT GROUP, INC. | DIRECT OWNER | |
| AMADOR, LISA ANNE | CHIEF COMPLIANCE OFFICER, DIRECTOR, SECRETARY | 1336656 |
| BENSUSSEN, VICTOR LAWRENCE | DIRECTOR/TREASURER & CFO | 1523151 |
| CAMERANESI, KENNETH STEVEN | DIRECTOR | 1292159 |
| DAGGS, CHARLES WILLARD III | CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR | 59782 |
| GRANGER, CLIFF GEVAN | AML COMPLIANCE OFFICER | 4787929 |
| PERKEL, RACHEL KENYON | DIRECTOR | 2445943 |
| WELKER, JAY SCOTT | CHAIRMAN & DIRECTOR | 2869678 |
| YERSIN, LINCOLN BLAINE | DIRECTOR | 1715424 |
Disclosures
| Regulatory Event | 53 |
| Arbitration | 33 |
Red Flags
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