Momchilo Vucenich
Professional Summary
Momchilo Vucenich, who also goes by Mumps Vucenich, was a registered financial advisor. Momchilo was a previously registered financial professional and started their career in finance 1973 - 2008. Momchilo had worked at 6 firms and has passed the Series 63, Series 5, Series 1, Series 4, Series 40 and Series 12 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Mumps Vucenich
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
53 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
CABLE, HOWSE & RAGEN | WELLS FARO INVESTMENTS, LLC | WELLS FARGO INVESTMENTS, LLC DBA WELLS FARGO VAN KASPER | WELLS FARGO INVESTMENTS, LLC DBA RAGEN MACKENZIE | WELLS FARGO INVESTMENTS, LLC | WELLS FARGO INVESTMENT, LLC | WELLS FARGO ADVISORS | RAGEN MACKENZIE INCORPORATED | RAGEN MACKENZIE | CABLE, HOWSE & RAGEN INCORPORATED
Contact Information
Established
Delaware since 10/11/2000Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WELLS FARGO INVESTMENT GROUP, INC. | DIRECT OWNER | — |
| AMADOR, LISA ANNE | CHIEF COMPLIANCE OFFICER, DIRECTOR, SECRETARY | 1336656 |
| BENSUSSEN, VICTOR LAWRENCE | DIRECTOR/TREASURER & CFO | 1523151 |
| CAMERANESI, KENNETH STEVEN | DIRECTOR | 1292159 |
| DAGGS, CHARLES WILLARD III | CHIEF EXECUTIVE OFFICER, PRESIDENT & DIRECTOR | 59782 |
| GRANGER, CLIFF GEVAN | AML COMPLIANCE OFFICER | 4787929 |
| PERKEL, RACHEL KENYON | DIRECTOR | 2445943 |
| WELKER, JAY SCOTT | CHAIRMAN & DIRECTOR | 2869678 |
| YERSIN, LINCOLN BLAINE | DIRECTOR | 1715424 |
Disclosures
Regulatory Event
53Arbitration
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 5 — Interest Rate Options Examination
Passed Oct 1981Series 1 — Registered Representative Examination
Passed Nov 1973Series 40 — Registered Principal Examination
Passed May 1978Series 12 — NYSE Branch Manager Examination
Passed Jan 1978Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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