John F. O'neill
Professional summary
John Francis O'neill III, who also goes by John Francis O'neill III, is a registered financial advisor currently at O'NEILL FINANCIAL MANAGEMENT, INC. located in Lake Forest, California.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. John has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Francis O'neill III's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 26, 2017 - Present
O'NEILL FINANCIAL MANAGEMENT, INC.
Office #1: 23201 Lake Center Drive, Suite 215, Lake Forest, CA 92630February 3, 2012 - May 16, 2016
INDEPENDENT FINANCIAL GROUP, LLC
July 31, 2008 - February 9, 2012
CETERA FINANCIAL SPECIALISTS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/26/2017)
Exams
Current Firm
O'NEILL FINANCIAL MANAGEMENT, INC.
CRD#: 283273 / SEC#: 801-107696
Contact information
Regulatory assets under management
| Total Number of Accounts | 274 |
| AUM (Assets Under Management) | $ 76,168,863 |
Red Flags
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