Paul W. Williams

WRWCO

Houston, TX

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CRD#: 4559263

Professional summary

Paul Wesley Williams is a registered financial advisor currently at WRWCO, LLC located in Houston, Texas.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Paul has worked at 6 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Wesley Williams's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 1, 2003 - Present

WRWCO, LLC

RIA

CRD#: 113665

Houston, TX

Past

February 17, 2016 - January 3, 2017

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

HOUSTON, TX

Past

November 5, 2013 - March 4, 2014

LEIGH BALDWIN & CO., LLC

CRD#: 38751

CAZENOVIA, NY

Past

June 1, 2009 - December 6, 2011

STIFEL INDEPENDENT ADVISORS, LLC

CRD#: 28218

HOUSTON, TX

Past

June 30, 2005 - February 28, 2007

UNITED SECURITIES ALLIANCE, INC.

CRD#: 36487

GREENWOOD VILLAGE, CO

Past

July 1, 2003 - July 10, 2012

WRWCO, LLC

RIA

CRD#: 113665

HOUSTON, TX

Past

August 7, 2002 - July 3, 2003

SANDERS MORRIS LLC

CRD#: 20580

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/1/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/13/2005

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 6/30/2003

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 1/3/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/6/2002

General Securities Representative Examination

Current Firm

WRWCO, LLC

WRWCO INVESTMENT ADVISORS | WRWCO, LLC

CRD#: 113665 / SEC#: 801-64163

RIA

Registered Investment Advisory firm - (7/10/2012 Terminated)

Texas

Registered Investment Advisory firm - (7/3/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Houston, TX

Mailing Address

P O Box 925798, Houston, TX 77292-5798

Phone number

(713) 681-9305

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	52
AUM (Assets Under Management)	$ 98,079,512

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Paul W. Williams

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Wesley Williams's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

LEIGH BALDWIN & CO., LLC

STIFEL INDEPENDENT ADVISORS, LLC

UNITED SECURITIES ALLIANCE, INC.

WRWCO, LLC

SANDERS MORRIS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/13/2005

Series 65

Date: 6/30/2003

SIE

Date: 1/3/2017

Series 7

Date: 8/6/2002

Current Firm

WRWCO, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WRWCO, LLC

TRUST BUT VERIFY

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