Rhett D. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rhett D. Miller, who also goes by Rhett Dugan Miller, Rhett D. Miller, was a registered financial professional .
Rhett is a previously registered financial professional and started their career in finance in 2003. Rhett had worked at 3 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2012 - December 31, 2019
RESOLVE CAPITAL MANAGEMENT LLC
September 20, 2010 - December 31, 2011
RESOLVE CAPITAL MANAGEMENT LLC
January 11, 2005 - September 30, 2010
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 10, 2005 - September 30, 2010
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
July 9, 2003 - December 8, 2004
MORGAN STANLEY DW INC.
January 31, 2003 - December 8, 2004
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RESOLVE CAPITAL MANAGEMENT LLC
CRD#: 154965 / SEC#: 801-71834
Contact information
Regulatory assets under management
| Total Number of Accounts | 149 |
| AUM (Assets Under Management) | $ 39,544,690 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
