KD
Keith W. Doty
DOTY EQUITY ADVISORS
PORTLAND, OR
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CRD#: 4559150
KD
Professional summary
Keith Webb Doty MR is a registered financial advisor currently at DOTY EQUITY ADVISORS, INC. located in Portland, Oregon.
Keith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Keith has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Keith Webb Doty MR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 1, 1999 - Present
DOTY EQUITY ADVISORS, INC.
RIA
CRD#: 113351
PORTLAND, OR
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/27/2006)
IAR
Oregon(11/10/2008)
Current Firm
DE
DOTY EQUITY ADVISORS, INC.
DEA | DOTY EQUITY ADVISORS, INC. | DOTY EQUITY ADVISORS
CRD#: 113351 / SEC#:
California
Registered Investment Advisory firm - (7/27/2006 Approved)Colorado
Registered Investment Advisory firm - (3/25/2019 Terminated)Oregon
Registered Investment Advisory firm - (11/10/2008 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Portland, OR
Mailing Address
Phone number
(970) 406-0651
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 34,604,307 |
Red Flags
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