Gregory F. Scrofani

MEZZASALMA ADVISORS

Tinton Falls, NJ 07724

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CRD#: 4559030

Professional summary

Gregory F Scrofani is a registered financial advisor currently at MEZZASALMA ADVISORS located in Tinton Falls, New Jersey.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Gregory has worked at 3 firms and has passed the Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory F Scrofani's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 28, 2025 - Present

MEZZASALMA ADVISORS

Office #1: 67 Apple St, Tinton Falls, NJ 07724

RIA

CRD#: 129045

Tinton Falls, NJ

Past

February 5, 2015 - January 3, 2022

DAIWA CAPITAL MARKETS AMERICA INC.

CRD#: 1576

NEW YORK, NY

Past

June 3, 2003 - September 4, 2003

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

July 17, 2002 - November 4, 2002

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MEZZASALMA ADVISORS

MEZZASALMA ADVISORS | MEZZASALMA, JOHN D. | MEZZASALMA ADVISORS, LLC

CRD#: 129045 / SEC#: 801-120613

RIA

Registered Investment Advisory firm - (3/26/2021 Approved)

Connecticut

Registered Investment Advisory firm - (1/26/2018 Terminated)

Florida

Registered Investment Advisory firm - (3/29/2021 Terminated)

New Jersey

Registered Investment Advisory firm - (4/22/2021 Terminated)

New York

Registered Investment Advisory firm - (3/29/2021 Terminated)

Texas

Registered Investment Advisory firm - (3/29/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(2/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/10/2025

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/5/2015

General Securities Representative Examination

Current Firm

MEZZASALMA ADVISORS

MEZZASALMA ADVISORS | MEZZASALMA, JOHN D. | MEZZASALMA ADVISORS, LLC

CRD#: 129045 / SEC#: 801-120613

RIA

Registered Investment Advisory firm - (3/26/2021 Approved)

Connecticut

Registered Investment Advisory firm - (1/26/2018 Terminated)

Florida

Registered Investment Advisory firm - (3/29/2021 Terminated)

New Jersey

Registered Investment Advisory firm - (4/22/2021 Terminated)

New York

Registered Investment Advisory firm - (3/29/2021 Terminated)

Texas

Registered Investment Advisory firm - (3/29/2021 Terminated)

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Contact information

Main Address

67 Apple St, Tinton Falls, NJ 07724

Mailing Address

Phone number

(732) 842-1120

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE - MEZZASALMA ADVISORS (3/21/2025)

Regulatory assets under management

Total Number of Accounts	744
AUM (Assets Under Management)	$ 342,193,883

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregory F. Scrofani

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory F Scrofani's CRS (Customer Relationship Summary).

Certified licenses

Experience

MEZZASALMA ADVISORS

DAIWA CAPITAL MARKETS AMERICA INC.

PERSHING LLC

PERSHING LLC

Primary Firm SEC Registration

MEZZASALMA ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 1/10/2025

SIE

Date: 10/1/2018

Series 7

Date: 2/5/2015

Current Firm

MEZZASALMA ADVISORS

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MEZZASALMA ADVISORS

TRUST BUT VERIFY

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