Jay G. Conner

ARENA WEALTH ADVISORS LLC

JEFFERSONVILLE, IN 47130

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CRD#: 4558898

Professional summary

Jay Gordon Conner, AIF® is a registered financial advisor currently at ARENA WEALTH ADVISORS LLC located in Jeffersonville, Indiana.

Jay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Jay has worked at 7 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CAPITAL ASSET MANAGEMENT LLC. INVESTMENT ADVISOR FIRM. ACT AS INVESTMENT ADVISOR REPRESENTATIVE. FROM FEB 2006 - CURRENT. DEVOTE 40 HOURS PER WEEK. PERFORM IAR SERVICES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay Gordon Conner's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

September 30, 2024 - Present

ARENA WEALTH ADVISORS LLC

Office #1: 380 Missouri Ave Suite A2, Jeffersonville, IN 47130

RIA

CRD#: 331123

JEFFERSONVILLE, IN

Past

December 4, 2018 - December 18, 2024

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

Louisville, KY

Past

December 3, 2014 - May 7, 2019

MWM ADVISORY

RIA

CRD#: 166411

JEFFERSONVILLE, IN

Past

April 19, 2006 - April 8, 2019

CAPITAL ASSET MANAGEMENT, LLC

RIA

CRD#: 121601

JEFFERSONVILLE, IN

Past

July 1, 2005 - February 1, 2006

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

September 26, 2002 - June 28, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

COCOA, FL

Past

September 13, 2002 - June 28, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 13, 2002 - June 28, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(2/12/2025)

IAR

Indiana
(9/30/2024)

IAR

Kentucky
(11/18/2024)

IAR

Ohio
(10/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/25/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/12/2002

General Securities Representative Examination

Current Firm

ARENA WEALTH ADVISORS LLC

ARENA WEALTH ADVISORS LLC | ARENA WEALTH ADVISORS, LLC

CRD#: 331123 / SEC#:

Florida

Registered Investment Advisory firm - (2/12/2025 Approved)

Indiana

Registered Investment Advisory firm - (9/30/2024 Approved)

Kentucky

Registered Investment Advisory firm - (11/18/2024 Approved)

Ohio

Registered Investment Advisory firm - (10/2/2024 Approved)

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Contact information

Main Address

380 Missouri Ave Suite A2, Jeffersonville, IN 47130

Mailing Address

Phone number

(502) 396-7375

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	84
AUM (Assets Under Management)	$ 40,693,590

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jay G. Conner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay Gordon Conner's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARENA WEALTH ADVISORS LLC

KESTRA ADVISORY SERVICES, LLC

MWM ADVISORY

CAPITAL ASSET MANAGEMENT, LLC

TD AMERITRADE, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/25/2002

Series 7

Date: 9/12/2002

Current Firm

ARENA WEALTH ADVISORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ARENA WEALTH ADVISORS LLC

TRUST BUT VERIFY

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