Patrick L. Chu
MARRICK WEALTH
Irvine, CA 92612
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CRD#: 4558767
Professional summary
Patrick Lawrence Chu, CFP® is a registered financial advisor currently at MARRICK WEALTH located in Irvine, California.
Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Patrick has worked at 6 firms and has passed the Series 66 and Series 7 exams.
Biography
Patrick is a co-founder of marrick wealth and is responsible for establishing and managing relationships with high net worth individuals. He began his career at The Ayco Company, L.P., a Goldman Sachs Company, counseling high net worth individuals in the areas of income tax, investments, and retirement planning. Most recently, he worked at MullinTBG Advisors as a VP of Wealth Management. Patrick has also worked at Macias, Gini & O’Connell LLP and PricewaterhouseCoopers LLP, advising clients on complex tax issues.
Patrick spent his youth in Sacramento, California. After meeting his wife, Linda, in Cornell’s MBA program, he moved back to Orange County, where they live with their baby girl. In his free time, you can catch him out on the tennis courts, improving his golf game, or managing his fantasy football team. He also enjoys cooking, movie-watching, going to the beach, and traveling.
Question & Answer
What are your service offerings?
Retirement Income Management
Tax Planning
Retirement Planning
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Investment Planning
Estate Planning
Do you have an area of expertise or specialization?
College/Education Planning
Corporate Executives
Divorce Planning
Hourly
Medical Professionals
Retirement Plan Investment Adv...
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Lawrence Chu's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2011
Experience
Current
August 13, 2012 - Present
MARRICK WEALTH
Office #1: 2211 Michelson Drive Suite 545, Irvine, CA 92612RIA
CRD#: 164758
Irvine, CA
Past
February 9, 2011 - August 15, 2012
MULLINTBG ADVISORS
RIA
CRD#: 141445
IRVINE, CA
Past
October 15, 2010 - August 13, 2012
M HOLDINGS SECURITIES, INC.
BD
CRD#: 43285
EL SEGUNDO, CA
Past
March 13, 2003 - November 1, 2004
GOLDMAN SACHS WEALTH SERVICES, L.P.
RIA
CRD#: 106693
IRVINE, CA
Past
March 6, 2003 - November 1, 2004
MERCER ALLIED COMPANY, L.P.
BD
CRD#: 37404
COHOES, NY
Past
July 19, 2002 - September 26, 2002
FOX & COMPANY INVESTMENTS INC.
BD
CRD#: 18517
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MARRICK WEALTH
MARRICK WEALTH | MARRICK WEALTH, LLC
CRD#: 164758 / SEC#: 801-123646
RIA
Registered Investment Advisory firm - (4/6/2022 Approved)California
Registered Investment Advisory firm - (5/22/2022 Terminated)Texas
Registered Investment Advisory firm - (4/22/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/13/2012)
IAR
Texas(3/13/2017)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
MARRICK WEALTH
MARRICK WEALTH | MARRICK WEALTH, LLC
CRD#: 164758 / SEC#: 801-123646
RIA
Registered Investment Advisory firm - (4/6/2022 Approved)California
Registered Investment Advisory firm - (5/22/2022 Terminated)Texas
Registered Investment Advisory firm - (4/22/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2211 Michelson Drive Suite 545, Irvine, CA 92612
Mailing Address
Phone number
(949) 258-9700
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 298 |
| AUM (Assets Under Management) | $ 173,837,762 |
Red Flags
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