Patrick Lawrence Chu
CFP®Professional Summary
Patrick Lawrence Chu, CFP® is a registered financial advisor currently at MARRICK WEALTH located in Irvine, California. Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Patrick has worked at 6 firms and has passed the Series 66 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Retirement Planning
- Tax Planning
- Financial Planning
- Business Services
- Investment Management
- Estate & Legacy Planning
- Education Funding
Specializations
Biography
Patrick is a co-founder of marrick wealth and is responsible for establishing and managing relationships with high net worth individuals. He began his career at The Ayco Company, L.P., a Goldman Sachs Company, counseling high net worth individuals in the areas of income tax, investments, and retirement planning. Most recently, he worked at MullinTBG Advisors as a VP of Wealth Management. Patrick has also worked at Macias, Gini & O’Connell LLP and PricewaterhouseCoopers LLP, advising...
Other Aliases
There are no additional aliases reported.
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
Contact Information
Direct
(xxx) xxx-xxxx
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
Credentials
Years of Experience
18 years in the financial services industry
Current & Past Employments
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
Current Firm
MARRICK WEALTH | MARRICK WEALTH, LLC
Contact Information
Main Address
2211 Michelson Drive Suite 300, Irvine, CA 92612Phone Number
(949) 258-9700# of Employees
3SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
323AUM (Assets Under Management)
$215,567,832Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
Primary Firm SEC Registration
MARRICK WEALTH | MARRICK WEALTH, LLC
State Registrations and Notice Filings
(8/13/2012)
(3/13/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Lawrence Chu's CRS (Customer Relationship Summary).
Services Offered by Patrick
- Retirement Planning
- Tax Planning
- Financial Planning
- Business Services
- Investment Management
- Estate & Legacy Planning
- Education Funding
Similar Advisors
RS CRUM INC.
LPL FINANCIAL LLC
PARK AVENUE SECURITIES LLC
FALCON WEALTH PLANNING, LLC
