Stephanie G. Bogden

CONFLUENCE FINANCIAL PARTNERS

Mcmurray, PA 15317

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CRD#: 4558684

Professional summary

Stephanie G Bogden, who also goes by Stephanie G Madey, Stephanie Grace Madey, Stephanie Grace Morton, Stephanie G Madey, Stephanie G Morton, is a registered financial advisor currently at CONFLUENCE FINANCIAL PARTNERS located in Mcmurray, Pennsylvania.

Stephanie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Stephanie has worked at 9 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephanie G Madey | Stephanie Grace Madey | Stephanie Grace Morton | Stephanie G Madey | Stephanie G Morton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie G Bogden's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 18, 2024 - Present

CONFLUENCE FINANCIAL PARTNERS

Office #1: 732 E Mcmurray Rd, Mcmurray, PA 15317

RIA

CRD#: 311980

Mcmurray, PA

Past

June 4, 2022 - October 22, 2024

EWA, LLC

RIA

CRD#: 308977

PITTSBURGH, PA

Past

February 16, 2022 - May 12, 2022

NEWEDGE ADVISORS

RIA

CRD#: 171351

Canonsburg, PA

Past

February 1, 2022 - May 12, 2022

NEWEDGE SECURITIES, LLC

CRD#: 10674

CANONSBURG, PA

Past

October 20, 2017 - February 8, 2022

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

PITTSBURGH, PA

Past

July 7, 2008 - January 12, 2011

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

PHOENIX, AZ

Past

July 7, 2008 - January 12, 2011

CHARLES SCHWAB & CO., INC.

CRD#: 5393

PHOENIX, AZ

Past

April 10, 2008 - June 10, 2008

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

PHOENIX, AZ

Past

June 28, 2006 - June 10, 2008

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PHOENIX, AZ

Past

July 9, 2003 - July 24, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

PITTSBURGH, PA

Past

September 4, 2002 - July 24, 2003

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 4, 2002 - July 24, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONFLUENCE FINANCIAL PARTNERS

CONFLUENCE FINANCIAL PARTNERS | CONFLUENCE WEALTH SERVICES, INC. | CONFLUENCE FINANCIAL PARTNERS, INC.

CRD#: 311980 / SEC#: 801-120711

RIA

Registered Investment Advisory firm - (4/5/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(11/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/16/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/17/2017

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/16/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/2017

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 11/21/2008

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/23/2008

General Securities Sales Supervisor - Options Module Examination

Current Firm

CONFLUENCE FINANCIAL PARTNERS

CONFLUENCE FINANCIAL PARTNERS | CONFLUENCE WEALTH SERVICES, INC. | CONFLUENCE FINANCIAL PARTNERS, INC.

CRD#: 311980 / SEC#: 801-120711

RIA

Registered Investment Advisory firm - (4/5/2021 Approved)

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Contact information

Main Address

732 E Mcmurray Rd, Mcmurray, PA 15317

Mailing Address

Phone number

(724) 271-8801

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CONFLUENCE PART 2A DISCLOSURE (10/1/2025)

Regulatory assets under management

Total Number of Accounts	12,924
AUM (Assets Under Management)	$ 5,454,175,362

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephanie G. Bogden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie G Bogden's CRS (Customer Relationship Summary).

Certified licenses

Experience

EWA, LLC

NEWEDGE ADVISORS

NEWEDGE SECURITIES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CONFLUENCE FINANCIAL PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 2/16/2022

Series 63

Date: 11/17/2017

Series 66

Date: 9/16/2002

SIE

Date: 10/1/2018

Series 7

Date: 10/20/2017

Series 10

Date: 11/21/2008

Series 9

Date: 10/23/2008

Current Firm

CONFLUENCE FINANCIAL PARTNERS

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONFLUENCE FINANCIAL PARTNERS

TRUST BUT VERIFY

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