JM
John P. Mayer
CETERA INVESTMENT ADVISERS LLC
YARDLEY, PA 19067
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CRD#: 4558677
JM
Professional summary
John Patrick Mayer is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Yardley, Pennsylvania and CETERA ADVISORS LLC located in Port St Lucie, Florida.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2006. John has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. WEALTH MANAGEMENT ADVISORS, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 8/2004,, REGISTERED REPRESENTITIVE APX NUMBER OF HOURS PER WEEK: 10, MAY BE DURING TRADING HOURS BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES: RECOMMEND MUTUAL FUNDS AND VARIABLE ANNUITY PRODUCTS; 2. GIBSON & MAYER, PC, NOT INVESTMENT RELATED, SAME AS REGISTERED LOCATION, CPA FIRM, STARTED 7/1999, POSITION/TITLE/RELATIONSHIP: PARTNER/CPA, APX 35 HOURS PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: PREPARE FINANCIAL STATEMENTS, TAX RETURN PREP & BUSINESS CONSULTING SERVICES; 3. GIBSON/MAYER, LLC, NOT INVESTMENT RELATED, SAME AS REGISTERED LOCATION, CPA FIRM, STARTED 11/2005, POSITION/TITLE/RELATIONSHIP: PARTNER/CPA, APX 35 HOURS PER WEEK, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: :PREPARE FINANCIAL STATEMENTS, TAX RETURN PREP & BUSINESS CONSULTING SERVICES; 4. N/A, NOT INVESTMENT RELATED, 8880 S OCEAN DR, UNIT 506, JENSEN BEACH, FL, 34957, REAL ESTATE, STARTED 1/2012, POSITION/TITLE/RELATIONSHIP: PARTNER, LESS THAN 1 HOUR PER WEEK, NONE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: RENTAL REAL ESTATE.
CRS (Client Relationship Summary) - RIA
Click below to view John Patrick Mayer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 301 Oxford Valley Rd Ste 1202a, Yardley, PA 19067RIA
CRD#: 105644
YARDLEY, PA
Current
October 18, 2017 - Present
CETERA ADVISORS LLC
Office #2: 301 Oxford Valley Rd Ste 1202a, Yardley, PA 19067BD
CRD#: 10299
Port St Lucie, FL
Past
February 14, 2018 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GREENWOOD VILLAGE, IL
Past
September 8, 2009 - October 26, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
YARDLEY, PA
Past
May 4, 2006 - September 8, 2009
WATERSTONE FINANCIAL GROUP, INC.
BD
CRD#: 10078
YARDLEY, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(9/2/2021)
IAR
Florida(7/24/2024)
RR
New Jersey(9/22/2020)
RR
Pennsylvania(10/18/2017)
IAR
Pennsylvania(3/21/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
