William H. Platt

MOMENTUM ADVISORS

New York, NY 10036

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CRD#: 4558339

Professional summary

William Henry Platt, CFP® is a registered financial advisor currently at MOMENTUM ADVISORS located in New York, New York.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. William has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)MOMENTUS ADVISORS, 1120 AVENUE OF THE AMERICAS, 4TH FLOOR, NEW YORK, NY 10036. 10/1/2014-PRESENT, RIA, INVESTMENT RELATED. 160 HRS/MONTH ALL DURING TRADING, DUTIES INCLUDE MANAGING FEE BASED ACCOUNTS. 2)FIXED INSURANCE SALES- WILLIAM PLATT, 1120 AVENUE OF THE AMERICAS, 4TH FLOOR, NEW YORK, NY 10036. 01/2002-PRESENT, INVESTMENT RELATED. DUTIES INCLUDE ADVISING CLIENTS AND SELLING FIXED INSURANCE PRODUCTS TO FIT THEIR INSURANCE NEEDS. 3)PKSF; INVESTMENT RELATED; 80 STATE ST, ALBANY, NY 12207; INSURANCE; BROKER; START DATE 1/2016; 4 HOURS/MONTH DURING TRADING HOURS; 4 HOURS/MONTH; SELL INSURANCE. 4) St. Anthony's Football Coaching. Not Investment Related. St. Anthony's School in Melville, NY. Coaching Football. Varsity Secondary Coach. 3/2019. 20 Hrs/Mo; 12 Hrs During Trading Hours. Coaching Football.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Henry Platt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 6, 2022 - Present

MOMENTUM ADVISORS

Office #1: 1120 Avenue Of The Americas 4th Floor, New York, NY 10036

RIA

CRD#: 159574

New York, NY

Past

January 7, 2020 - December 31, 2021

MOMENTUM ADVISORS

RIA

CRD#: 159574

New York, NY

Past

January 31, 2019 - December 31, 2019

MOMENTUM ADVISORS

RIA

CRD#: 159574

NEW YORK, NY

Past

January 19, 2017 - December 31, 2018

MOMENTUM ADVISORS

RIA

CRD#: 159574

New York, NY

Past

January 21, 2016 - December 31, 2016

MOMENTUM ADVISORS

RIA

CRD#: 159574

NEW YORK, NY

Past

March 23, 2015 - December 31, 2015

MOMENTUM ADVISORS

RIA

CRD#: 159574

NEW YORK, NY

Past

December 12, 2014 - December 1, 2023

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

New York, NY

Past

May 5, 2010 - October 24, 2014

AMERICAN PORTFOLIOS ADVISORS, INC

RIA

CRD#: 112697

HOLBROOK, NY

Past

May 3, 2010 - October 1, 2014

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

NEW YORK, NY

Past

August 13, 2002 - May 14, 2010

MML INVESTORS SERVICES, LLC

CRD#: 10409

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MOMENTUM ADVISORS

MOMENTUM ADVISORS | PISCES VENTURES, LLC | MOMENTUM ADVISORS, LLC

CRD#: 159574 / SEC#: 801-73092

RIA

Registered Investment Advisory firm - (2/7/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(4/6/2022)

IAR

North Carolina
(4/7/2022)

IAR

Texas
(1/6/2022)

IAR

Virginia
(4/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/29/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/12/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/12/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MOMENTUM ADVISORS

MOMENTUM ADVISORS | PISCES VENTURES, LLC | MOMENTUM ADVISORS, LLC

CRD#: 159574 / SEC#: 801-73092

RIA

Registered Investment Advisory firm - (2/7/2012 Approved)

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Contact information

Main Address

1120 Avenue Of The Americas 4th Floor, New York, NY 10036

Mailing Address

1120 Avenue Of The Americas 4th Floor, New York, NY 10036

Phone number

(917) 997-4297

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (31 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2B: MR. MAHABIRSINGH (3/31/2025)

ADV PART 2B: MR. PLATT (3/31/2025)

MOMENTUM ADVISORS FORM ADV PART 2A (3/31/2025)

MOMENTUM ADVISORS FORM ADV 2A (3/31/2025)

FORM ADV PART 2B: MR. PITTS (3/31/2025)

FORM ADV PART 2B: MRS. GRAY (3/31/2025)

BROCHURE SUPPLEMENT FORM ADV PART 2B BOOMER (3/31/2025)

FORM ADV PART 2B BOOMER (3/31/2025)

Regulatory assets under management

Total Number of Accounts	329
AUM (Assets Under Management)	$ 400,137,550

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/28/2025	Cover Page	Report
11/04/2024	Cover Page	Report
11/04/2024	Cover Page	Report
11/04/2024	Cover Page	Report
11/04/2024	Cover Page	Report
11/04/2024	Cover Page	Report
01/10/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William H. Platt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Henry Platt's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOMENTUM ADVISORS

MOMENTUM ADVISORS

MOMENTUM ADVISORS

MOMENTUM ADVISORS

MOMENTUM ADVISORS

PURSHE KAPLAN STERLING INVESTMENTS

AMERICAN PORTFOLIOS ADVISORS, INC

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

MOMENTUM ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 8/29/2002

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/12/2008

Series 6

Date: 8/12/2002

Current Firm

MOMENTUM ADVISORS

Contact information

SEC notice filing (31 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

MOMENTUM ADVISORS

TRUST BUT VERIFY

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