SM
Surya J. Metzler
NEWPORT WEALTH ADVISORS
Newport Beach, CA 92660
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CRD#: 4558292
SM
Professional summary
Surya Joshua Kane Metzler, AIF® is a registered financial advisor currently at NEWPORT WEALTH ADVISORS, INC. located in Newport Beach, California and CENTAURUS FINANCIAL, INC. located in San Marcos, California.
Surya is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Surya has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. THE SOCIETY FOR FINANCIAL AWARENESS, NON-INVESTMENT RELATED, 4695 MACARTHUR COURT, 11TH FLOOR, NEWPORT BEACH, CA 92660, NON-PROFIT ORGANIZATION, SINCE 1/1/2012, DEVOTED TIME IS 2 HRS A MONTH, SERVE AS A GUEST SPEAKER. 2. NEWPORT WEALTH ADVISORS-RIA- INVESTMENT ADVISOR/CFO-ADDRESS SAME AS BD. START DATE: OCT. 2007. (FORMERLY KNOWN AS OLMSTED ADVISORS, INC.) CURRENTLY DEVOTE APPROXIMATELY 100 HOURS PER MO. 40 HOURS DURING TRADING HOURS. DUTIES: FINANCIAL & INVESTMENT PLANNING. FEE BASED ASSET MGMT. 3. INDEPENDENT INSURANCE PRODUCTION-INSURANCE AGENT. ADDRESS SAME AS BD. DEVOTE APPROXIMATELY 15 HRS PER MONTH AND 3-4 HOURS PER MONTH DURING TRADING HOURS. DUTIES INCLUDE: NEEDS BASED ANALYSIS OF INSURANCE. HEALTH, LTC, DISABILITY & LIFE INSURANCE. 3. NEWPORT WEALTH ADVISORS POSITION: Investment Advisor Representative NATURE: Comprehensive Financial Planning Fee Based Asset Management INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 09/03/2007 ADDRESS: 4695 MacArthur Court, 11th Floor, Newport Beach CA 92660, United States DESCRIPTION: Comprehensive Financial Planning Fee Based Asset Management 4. DOUBLE PEAK FINANCIAL INC. POSITION: President and CEO NATURE: This entity was solely set up for tax purposes. Business expenses and track my deductions cleaner as well as create a defined benefits plan for myself the sole "employee" INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/05/2024 ADDRESS: 1182 Lauren Pl, San Marcos CA 92078, United States DESCRIPTION: File annual forms with state and tax return.
CRS (Client Relationship Summary) - RIA
Click below to view Surya Joshua Kane Metzler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 9, 2018 - Present
NEWPORT WEALTH ADVISORS, INC.
Office #1: 4695 Macarthur Court 11th Floor, Newport Beach, CA 92660RIA
CRD#: 137159
Newport Beach, CA
Current
November 1, 2011 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 100 E. San Marcos Blvd. Suite #400, San Marcos, CA 92069Office #2: 4695 Macarthur Court Suite 1100, Newport Beach, CA 92660RIA
BD
CRD#: 30833
San Marcos, CA
Past
January 26, 2010 - December 31, 2017
NEWPORT WEALTH ADVISORS, INC.
RIA
CRD#: 137159
NEWPORT BEACH, CA
Past
June 19, 2009 - December 31, 2009
NEWPORT WEALTH ADVISORS, INC.
RIA
CRD#: 137159
NEWPORT BEACH, CA
Past
January 4, 2008 - December 31, 2008
NEWPORT WEALTH ADVISORS, INC.
RIA
CRD#: 137159
NEWPORT BEACH, CA
Past
October 10, 2007 - December 31, 2007
NEWPORT WEALTH ADVISORS, INC.
RIA
CRD#: 137159
NEWPORT BEACH, CA
Past
August 3, 2007 - November 2, 2011
CAPITAL GROWTH RESOURCES
BD
CRD#: 7779
NEWPORT BEACH, CA
Past
December 8, 2006 - August 2, 2007
CROWELL, WEEDON & CO.
RIA
CRD#: 193
IRVINE, CA
Past
December 7, 2006 - August 2, 2007
CROWELL, WEEDON & CO.
BD
CRD#: 193
IRVINE, CA
Past
March 23, 2006 - December 7, 2006
THE SEIDLER COMPANIES INCORPORATED
BD
CRD#: 3911
IRVINE, CA
Past
March 22, 2006 - December 7, 2006
SMART INVESTMENTS ADVISORY INCORPORATED
RIA
CRD#: 107778
IRVINE, CA
Past
August 27, 2002 - February 15, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
IRVINE, CA
Past
August 5, 2002 - February 15, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
August 5, 2002 - February 15, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NW
NEWPORT WEALTH ADVISORS, INC.
NEWPORT WEALTH ADVISORS, INC. | OLMSTED ADVISORS, INC.
CRD#: 137159 / SEC#: 801-130464
RIA
Registered Investment Advisory firm - (6/13/2024 Approved)California
Registered Investment Advisory firm - (1/9/2018 Approved)Texas
Registered Investment Advisory firm - (2/28/2019 Conditional Restricted)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/15/2015)
RR
California(11/1/2011)
IAR
California(1/9/2018)
RR
Florida(3/3/2021)
RR
Nevada(11/15/2011)
RR
New York(2/18/2016)
RR
North Carolina(12/16/2022)
RR
Oregon(11/10/2022)
RR
Texas(3/5/2019)
RR
Washington(10/2/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NW
NEWPORT WEALTH ADVISORS, INC.
NEWPORT WEALTH ADVISORS, INC. | OLMSTED ADVISORS, INC.
CRD#: 137159 / SEC#: 801-130464
RIA
Registered Investment Advisory firm - (6/13/2024 Approved)California
Registered Investment Advisory firm - (1/9/2018 Approved)Texas
Registered Investment Advisory firm - (2/28/2019 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4695 Macarthur Court 11th Floor, Newport Beach, CA 92660
Mailing Address
Phone number
(877) 692-7227
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,124 |
| AUM (Assets Under Management) | $ 193,260,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
