Surya J. Metzler

NEWPORT WEALTH ADVISORS

NEWPORT BEACH, CA 92660

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CRD#: 4558292

Professional summary

Surya Joshua Kane Metzler, AIF® is a registered financial advisor currently at NEWPORT WEALTH ADVISORS, INC. located in Newport Beach, California and CENTAURUS FINANCIAL, INC. located in San Marcos, California.

Surya is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Surya has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Surya Joshua Kane Metzler's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

January 9, 2018 - Present

NEWPORT WEALTH ADVISORS, INC.

Office #1: 4695 Macarthur Court 11th Floor, Newport Beach, CA 92660

RIA

CRD#: 137159

NEWPORT BEACH, CA

Current

November 1, 2011 - Present

CENTAURUS FINANCIAL, INC.

Office #1: 100 E. San Marcos Blvd. Suite #400, San Marcos, CA 92069Office #2: 4695 Macarthur Court Suite 1100, Newport Beach, CA 92660

RIA

CRD#: 30833

SAN MARCOS, CA

Past

January 26, 2010 - December 31, 2017

NEWPORT WEALTH ADVISORS, INC.

RIA

CRD#: 137159

NEWPORT BEACH, CA

Past

June 19, 2009 - December 31, 2009

NEWPORT WEALTH ADVISORS, INC.

RIA

CRD#: 137159

NEWPORT BEACH, CA

Past

January 4, 2008 - December 31, 2008

NEWPORT WEALTH ADVISORS, INC.

RIA

CRD#: 137159

NEWPORT BEACH, CA

Past

October 10, 2007 - December 31, 2007

NEWPORT WEALTH ADVISORS, INC.

RIA

CRD#: 137159

NEWPORT BEACH, CA

Past

August 3, 2007 - November 2, 2011

CAPITAL GROWTH RESOURCES

CRD#: 7779

NEWPORT BEACH, CA

Past

December 8, 2006 - August 2, 2007

CROWELL, WEEDON & CO.

RIA

CRD#: 193

IRVINE, CA

Past

December 7, 2006 - August 2, 2007

CROWELL, WEEDON & CO.

CRD#: 193

IRVINE, CA

Past

March 23, 2006 - December 7, 2006

THE SEIDLER COMPANIES INCORPORATED

CRD#: 3911

IRVINE, CA

Past

March 22, 2006 - December 7, 2006

SMART INVESTMENTS ADVISORY INCORPORATED

RIA

CRD#: 107778

IRVINE, CA

Past

August 27, 2002 - February 15, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

IRVINE, CA

Past

August 5, 2002 - February 15, 2006

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 5, 2002 - February 15, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEWPORT WEALTH ADVISORS, INC.

NEWPORT WEALTH ADVISORS, INC. | OLMSTED ADVISORS, INC.

CRD#: 137159 / SEC#: 801-130464

RIA

Registered Investment Advisory firm - (6/13/2024 Approved)

California

Registered Investment Advisory firm - (1/9/2018 Approved)

Texas

Registered Investment Advisory firm - (2/28/2019 Conditional Restricted)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(12/15/2015)

California
(11/1/2011)

IAR

California
(1/9/2018)

Florida
(3/3/2021)

Nevada
(11/15/2011)

New York
(2/18/2016)

North Carolina
(12/16/2022)

Oregon
(11/10/2022)

South Dakota
(11/19/2025)

Texas
(3/5/2019)

Washington
(10/2/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/19/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/2/2002

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

NEWPORT WEALTH ADVISORS, INC.

NEWPORT WEALTH ADVISORS, INC. | OLMSTED ADVISORS, INC.

CRD#: 137159 / SEC#: 801-130464

RIA

Registered Investment Advisory firm - (6/13/2024 Approved)

California

Registered Investment Advisory firm - (1/9/2018 Approved)

Texas

Registered Investment Advisory firm - (2/28/2019 Conditional Restricted)

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Contact information

Main Address

4695 Macarthur Court 11th Floor, Newport Beach, CA 92660

Mailing Address

Phone number

(877) 692-7227

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (9/25/2025)

Regulatory assets under management

Total Number of Accounts	1,124
AUM (Assets Under Management)	$ 193,260,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Surya J. Metzler

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Surya Joshua Kane Metzler's CRS (Customer Relationship Summary).

Certified licenses

Experience

CENTAURUS FINANCIAL, INC.

NEWPORT WEALTH ADVISORS, INC.

NEWPORT WEALTH ADVISORS, INC.

NEWPORT WEALTH ADVISORS, INC.

NEWPORT WEALTH ADVISORS, INC.

CAPITAL GROWTH RESOURCES

CROWELL, WEEDON & CO.

CROWELL, WEEDON & CO.

THE SEIDLER COMPANIES INCORPORATED

SMART INVESTMENTS ADVISORY INCORPORATED

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

NEWPORT WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/19/2002

SIE

Date: 10/1/2018

Series 7

Date: 8/2/2002

FINRA

Current Firm

NEWPORT WEALTH ADVISORS, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEWPORT WEALTH ADVISORS, INC.

TRUST BUT VERIFY

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