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JV

Jeffrey D. Vortman

Some features on this profile are disabled
CRD#: 455811
JV

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey Dreher Vortman was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 1971. Jeffrey had worked at 8 firms and has passed the Series 63, Series 7TO, SIE, PC, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 1, 2015 - October 3, 2022

LANDOLT SECURITIES, INC.

BD
CRD#: 28352
LAKE BLUFF, IL
Past

April 29, 2003 - September 30, 2015

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
PORTAGE, MI
Past

November 29, 1999 - April 2, 2003

CENTENNIAL SECURITIES COMPANY, INC.

BD
CRD#: 7763
GRAND RAPIDS, MI
Past

May 1, 1997 - November 3, 1999

GENEVA SECURITIES,INC.

BD
CRD#: 16178
SCHAUMBURG, IL
Past

January 14, 1991 - May 5, 1997

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
MILWAUKEE, WI
Past

February 15, 1988 - December 4, 1990

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

September 12, 1977 - February 15, 1988

E. F. HUTTON & COMPANY INC

BD
CRD#: 235
Past

December 1, 1971 - July 14, 1973

C E COOK & COMPANY

BD
CRD#: 1000001

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 6/22/1981
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
PC
Date: 7/27/1978
AMEX Put and Call Exam
General Industry/Product Exam
RR
Series 1
Date: 11/11/1971
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/28/2006
General Securities Principal Examination

Current Firm

LS
LANDOLT SECURITIES, INC.
FISN | TORII ASSET MANAGEMENT | TK CHEN FINANCIAL SERVICES LLC | THE WEALTH PROTECTION GROUP LLC | THE WEALTH PROTECTION GROUP | LESLIE FINANCIAL LLC | LANDOLT SECURITIES, INC.

CRD#: 28352 / SEC#: 801-135200, 8-43645

Illinois
Registered Investment Advisory firm - SEC (10/10/2006 Approved)
Indiana
Registered Investment Advisory firm - SEC (3/23/2020 Approved)
North Carolina
Registered Investment Advisory firm - SEC (8/16/2017 Approved)
Ohio
Registered Investment Advisory firm - SEC (7/6/2017 Approved)
Texas
Registered Investment Advisory firm - SEC (4/28/2020 Approved)
Wisconsin
Registered Investment Advisory firm - SEC (3/26/2002 Approved)
Wyoming
Registered Investment Advisory firm - SEC (7/25/2017 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
900 North Shore Drive Suite 279, Lake Bluff, IL 60044
Mailing Address
900 North Shore Drive Suite 279, Lake Bluff, IL 60044
Phone number
(847) 838-5151
Established
Wisconsin since 11/09/1989
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees
11

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

LSI BROCHURE (12/19/2025)

Direct owners and executive officers

NamePositionCRD#
MCKIERNAN, DONALD TRENDLEYCEO, CO-CCO (BD ONLY) & FINOP1305965
MCKIERNAN, MATTHEW RICHARDCHIEF FINANCIAL OFFICER AND CCO (IA ONLY)7006128
REINHARD, TYLER JOHNCOO / CO-CCO (BD ONLY)6366204

Regulatory assets under management

Total Number of Accounts279
AUM (Assets Under Management)$ 105,626,273

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LANDOLT SECURITIES, INC.

CRD#: 28352

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