Benjamin W. Driggs

NAVIGATE FINANCIAL LLC

Salt Lake City, UT 84117

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CRD#: 4558106

Professional summary

Benjamin West Driggs is a registered financial advisor currently at NAVIGATE FINANCIAL LLC located in Salt Lake City, Utah.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Benjamin has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAVIGATE FINANCIAL, INV RELATED, SALT LAKE CITY, UT, 100% OWNERSHIP, START 5/15/2015, 160 HOURS PER MONTH, 130 HOURS DURING TRADING, FINET PRACTICE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin West Driggs's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 1, 2023 - Present

NAVIGATE FINANCIAL LLC

Office #1: 999 E. Murray Holladay Rd Suite 202, Salt Lake City, UT 84117

RIA

CRD#: 325945

Salt Lake City, UT

Past

May 15, 2015 - June 5, 2023

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

SALT LAKE CITY, UT

Past

May 15, 2015 - June 5, 2023

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

SALT LAKE CITY, UT

Past

February 10, 2009 - May 26, 2015

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SALT LAKE CITY, UT

Past

February 6, 2009 - May 26, 2015

UBS FINANCIAL SERVICES INC.

CRD#: 8174

SALT LAKE CITY, UT

Past

October 4, 2002 - February 26, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

SALT LAKE CITY, UT

Past

August 26, 2002 - February 26, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

SALT LAKE CITY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NAVIGATE FINANCIAL LLC

CRD#: 325945 / SEC#: 801-128078

RIA

Registered Investment Advisory firm - (6/1/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/1/2023)

IAR

Utah
(6/2/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/17/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/3/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 2/25/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/22/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/22/2015

General Securities Principal Examination

Current Firm

NAVIGATE FINANCIAL LLC

CRD#: 325945 / SEC#: 801-128078

RIA

Registered Investment Advisory firm - (6/1/2023 Approved)

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Contact information

Main Address

999 E. Murray Holladay Rd Suite 202, Salt Lake City, UT 84117

Mailing Address

Phone number

(801) 905-1644

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (2/18/2025)

Regulatory assets under management

Total Number of Accounts	237
AUM (Assets Under Management)	$ 300,205,202

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Benjamin W. Driggs

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin West Driggs's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

NAVIGATE FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/17/2002

Series 63

Date: 9/3/2002

SIE

Date: 10/1/2018

Series 31

Date: 2/25/2003

Series 7

Date: 8/22/2002

Series 24

Date: 9/22/2015

Current Firm

NAVIGATE FINANCIAL LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NAVIGATE FINANCIAL LLC

TRUST BUT VERIFY

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