Ariel M. Serber

CLUTCH CAPITAL MANAGEMENT

West Hempstead, NY

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CRD#: 4557891

Professional summary

Ariel Moshe Serber, who also goes by Ariel M Serber, is a registered financial advisor currently at CLUTCH CAPITAL MANAGEMENT, LLC located in West Hempstead, New York.

Ariel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Ariel has worked at 7 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ariel M Serber

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Ariel M. Server works as a salaried employee for Lions Assurance Financial and holds the position - Director of Client Relationships. The nature of the business of Lions Assurance is general business consulting in the areas of benefits and continuity planning. Lions Assurance is located at 130 W. 25th Street, Suite 6B, New York, NY 10001. Mr. Serber spends approximately 80 hrs/month working at Lions Assurance and about three to four hours/day during the trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ariel Moshe Serber's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 20, 2021 - Present

CLUTCH CAPITAL MANAGEMENT, LLC

RIA

CRD#: 154533

West Hempstead, NY

Past

December 7, 2012 - March 15, 2017

EQUITABLE ADVISORS, LLC

CRD#: 6627

WOODBURY, NY

Past

July 1, 2010 - October 23, 2012

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

ROSLYN, NY

Past

September 3, 2009 - April 1, 2010

RICHARD BROTHERS, FINANCIAL ADVISORS

RIA

CRD#: 113826

LYNBROOK, NY

Past

August 28, 2009 - April 1, 2010

RICHARD BROTHERS SECURITIES

CRD#: 105285

SOUTH PORTLAND, ME

Past

September 20, 2007 - November 7, 2008

SAXONY CAPITAL MANAGEMENT, LLC

RIA

CRD#: 122692

WEST HEMPSTEAD, NY

Past

November 28, 2006 - November 7, 2008

SAXONY SECURITIES, INC.

CRD#: 115547

WEST HEMPSTEAD, NY

Past

February 20, 2004 - November 30, 2006

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

NEW YORK, NY

Past

September 12, 2002 - November 30, 2006

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(4/20/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/23/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/11/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 3/15/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/10/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/27/2014

General Securities Principal Examination

Current Firm

CLUTCH CAPITAL MANAGEMENT, LLC

CRD#: 154533 / SEC#:

New York

Registered Investment Advisory firm - (8/10/2010 Approved)

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Contact information

Main Address

Forest Hills, NY

Mailing Address

Phone number

(917) 692-1259

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	107
AUM (Assets Under Management)	$ 28,100,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ariel M. Serber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ariel Moshe Serber's CRS (Customer Relationship Summary).

Certified licenses

Experience

EQUITABLE ADVISORS, LLC

MSI FINANCIAL SERVICES, INC.

RICHARD BROTHERS, FINANCIAL ADVISORS

RICHARD BROTHERS SECURITIES

SAXONY CAPITAL MANAGEMENT, LLC

SAXONY SECURITIES, INC.

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/23/2018

Series 66

Date: 9/11/2002

SIE

Date: 3/15/2017

Series 7

Date: 9/10/2002

Series 24

Date: 5/27/2014

Current Firm

CLUTCH CAPITAL MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CLUTCH CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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