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Kathryn Marie Brown

Kathryn M. Brown

MORTON BROWN FAMILY WEALTH LLC
ALLENTOWN, PA 18101
Some features on this profile are disabled
CRD#: 4557865
Kathryn Marie Brown

Professional summary

Kathryn Marie Brown, CFP®, ChFC®, who also goes by Kathryn Marie Moersch, is a registered financial advisor currently at MORTON BROWN FAMILY WEALTH LLC located in Allentown, Pennsylvania.

Kathryn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Kathryn has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kathryn Marie Moersch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE SALES - FIXED PRODUCT; INVESTMENT-RELATED; SAME ADDRESS; LESS THAN 10 HRS/MO; INSURANCE ANALYSIS AND SALES 2)ALLENTOWN CHAMBER OF COMMERCE; 840 HAMILTON ST. SUITE 205, ALLENTOWN, PA 18101; NON-INVESTMENT RELATED; NON-PROFIT; VICE CHAIR OF ACC BOD; ASSIST AND HELP CONNECT ALLENTOWN BUSINESS WITH RESOURCES; APPROX 2 HRS/MO 3) VALLEY YOUTH HOUSE, 3400 HIGH POINT BLVD., BETHLEHEM, PA 18017. BOARD OF DIRECTORS, 2013-PRESENT. NOT INVESTMENT-RELATED, 5 HOURS/MONTH, 2 HRS/MONTH DURING TRADING. ATTEND BOARD MEETINGS AND AND ASSISTING WITH AUDITS AND FINANCIAL REPORTING. 4) VALLEY YOUTH HOUSE SPE, LLC 3400 HIGH POINT BLVD., BETHLEHEM, PA 18017. MEMBER OF SPECIAL PURPOSE ENTITY FOR PURPOSES OF MAKING CHARTIABLE CONTRIBUTIONS THROUGH THE PA EDUCATIONAL IMPROVEMENT TAX CREDIT (EITC) PROGRAM; NON-INVESTMENT RELATED; NO ECONOMIC BENEFIT PERSONALLY; LESS THAN 1 HOUR/ YR 5) RENTAL REAL ESTATE - PERSONALLY OWNED TOWNHOME IN PERU, VT OCCASSIONALLY RENTED; INCOME RECEIVED EXPECTED TO BE LESS THAN EXPENSES INCURRED; APPROX 2 HOURS/ MO

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn Marie Brown's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2005

ChFC®

Chartered Financial Consultant

Experience

Current

April 24, 2018 - Present

MORTON BROWN FAMILY WEALTH LLC

Office #1: 600 W. Hamilton Street Suite 510, Allentown, PA 18101
RIA
CRD#: 292278
ALLENTOWN, PA
Past

September 30, 2011 - February 6, 2017

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
BETHLEHEM, PA
Past

September 8, 2011 - April 30, 2018

CORBENIC PARTNERS, LLC

RIA
CRD#: 158681
BETHLEHEM, PA
Past

July 19, 2002 - October 13, 2011

LPL FINANCIAL LLC

BD
CRD#: 6413
BETHLEHEM, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MB
MORTON BROWN FAMILY WEALTH LLC
MORTON & BROWN | MORTON BROWN FAMILY WEALTH LLC

CRD#: 292278 / SEC#: 801-112510

RIA
Registered Investment Advisory firm - (2/23/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Pennsylvania
(4/24/2018)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/11/2002
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 2/6/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/16/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/24/2006
General Securities Principal Examination

Current Firm

MB
MORTON BROWN FAMILY WEALTH LLC
MORTON & BROWN | MORTON BROWN FAMILY WEALTH LLC

CRD#: 292278 / SEC#: 801-112510

RIA
Registered Investment Advisory firm - (2/23/2018 Approved)
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Contact information

Main Address
600 W. Hamilton Street Suite 510, Allentown, PA 18101
Mailing Address
Phone number
(610) 709-5072
Established
Firm type
Fiscal year end
# of Employees
8

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (7/14/2025)

Regulatory assets under management

Total Number of Accounts897
AUM (Assets Under Management)$ 398,971,327

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MORTON BROWN FAMILY WEALTH LLC

CRD#: 292278Allentown, PA 18101

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