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Jeffrey Scott Cederberg

CRD# 4557771·Registered 2002 - 2018
Barred: Jeffrey Scott Cederberg was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Jeffrey Scott Cederberg was a registered financial advisor. Jeffrey was a previously registered financial professional and started their career in finance 2002 - 2018. Jeffrey had worked at 3 firms and has passed the Series 63, SIE and Series 22 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

PRIMEX·CRD# 29394
BD
Dover, NJ
May 16, 2008 - February 7, 2018
CAPWEST SECURITIES, INC.·CRD# 30002
BD
San Luis Obispo, CA
September 12, 2005 - May 15, 2008
UNITED SECURITIES ALLIANCE, INC.·CRD# 36487
BD
Greenwood Village, CO
August 26, 2002 - October 7, 2005

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Current Firm

PR
PRIMEX

ADVANTAGE TRADING CORP. | PRIMEX PRIME ELECTRONIC EXECUTION, INC. | PRIMEX

CRD#: 29394 / SEC#: 8-44331
BD
Cancelled by SEC on 03/17/2021

Contact Information

Established

Illinois since 11/06/1991

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ADVANTAGE TRADING LLCOWNER—
FELIX, WILFREDO JRCEO, CCO, PRINCIPAL, FINOP, DIRECTOR2693672

Disclosures

Regulatory Event

7

Arbitration

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2002About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Feb 2018About the SIE exam

Series 22 — Direct Participation Programs Representative Examination

Passed Aug 2002About the Series 22 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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