Glenn D. Surowiec

GDS INVESTMENTS

West Chester, PA

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CRD#: 4557641

Professional summary

Glenn David Surowiec is a registered financial advisor currently at GDS INVESTMENTS, LLC located in West Chester, Pennsylvania.

Glenn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Glenn has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenn David Surowiec's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 7, 2012 - Present

GDS INVESTMENTS, LLC

RIA

CRD#: 165871

West Chester, PA

Past

January 8, 2002 - January 3, 2013

ALSIN CAPITAL MANAGEMENT, INC.

RIA

CRD#: 117343

LA QUINTA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(12/7/2012)

IAR

Texas
(7/17/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/26/2001

Uniform Investment Adviser Law Examination

Current Firm

GDS INVESTMENTS, LLC

CRD#: 165871 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (12/7/2012 Approved)

Texas

Registered Investment Advisory firm - (7/17/2017 Conditional Restricted)

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Contact information

Main Address

West Chester, PA

Mailing Address

Phone number

(484) 888-9155

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	68
AUM (Assets Under Management)	$ 20,630,095

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Glenn D. Surowiec

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Glenn David Surowiec's CRS (Customer Relationship Summary).

Certified licenses

Experience

GDS INVESTMENTS, LLC

ALSIN CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/26/2001

Current Firm

GDS INVESTMENTS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GDS INVESTMENTS, LLC

TRUST BUT VERIFY

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