Nicholas J. Murphy

COUNTERWEIGHT PRIVATE WEALTH

Wilmington, NC 28401

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CRD#: 4557550

Professional summary

Nicholas James Murphy, CFP® is a registered financial advisor currently at COUNTERWEIGHT PRIVATE WEALTH located in Wilmington, North Carolina.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Nicholas has worked at 5 firms and has passed the Series 66, SIE, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

RALEIGH DREAMCENTER; ADDRESS: 6325 FALLS OF NEUSE RD., STE 35-409, RALEIGH, NC 27615; BUSINESS DESCRIPTION: LOCAL OUTREACH MINISTRY; NOT INVESTMENT RELATED; START DATE: 05/01/2018; CAPACITY: BOARD OF DIRECTORS; DUTIES: GENERAL OVERSIGHT; HOURS DEVOTED PER MONTH: 20; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 8

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas James Murphy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

October 12, 2023 - Present

COUNTERWEIGHT PRIVATE WEALTH

Office #1: 404 N. 3rd Street Suite 107, Wilmington, NC 28401

RIA

CRD#: 327880

Wilmington, NC

Past

September 17, 2021 - October 10, 2023

TRUCLARITY WEALTH ADVISORS

RIA

CRD#: 305145

WILMINGTON, NC

Past

October 23, 2006 - September 24, 2021

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

RALEIGH, NC

Past

October 23, 2006 - September 24, 2021

RBC CAPITAL MARKETS, LLC

CRD#: 31194

RALEIGH, NC

Past

August 4, 2004 - October 23, 2006

JBS LIBERTY SECURITIES, INC.

RIA

CRD#: 36179

DURHAM, NC

Past

August 4, 2004 - October 23, 2006

JBS LIBERTY SECURITIES, INC.

CRD#: 36179

DURHAM, NC

Past

October 3, 2002 - July 2, 2004

WADDELL & REED

RIA

CRD#: 866

RALEIGH, NC

Past

September 13, 2002 - July 2, 2004

WADDELL & REED

CRD#: 866

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COUNTERWEIGHT PRIVATE WEALTH

COUNTERWEIGHT PRIVATE WEALTH | COUNTERWEIGHT VENTURES, LLC

CRD#: 327880 / SEC#: 801-128694

RIA

Registered Investment Advisory firm - (9/7/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(10/12/2023)

IAR

Texas
(11/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/1/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/12/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 5/26/2011

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 4/15/2011

General Securities Sales Supervisor - General Module Examination

Current Firm

COUNTERWEIGHT PRIVATE WEALTH

COUNTERWEIGHT PRIVATE WEALTH | COUNTERWEIGHT VENTURES, LLC

CRD#: 327880 / SEC#: 801-128694

RIA

Registered Investment Advisory firm - (9/7/2023 Approved)

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Contact information

Main Address

404 N. 3rd Street Suite 107, Wilmington, NC 28401

Mailing Address

Phone number

(919) 726-6124

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COUNTERWEIGHT PRIVATE WEALTH ADV 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	337
AUM (Assets Under Management)	$ 167,766,325

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nicholas J. Murphy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas James Murphy's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUCLARITY WEALTH ADVISORS

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

JBS LIBERTY SECURITIES, INC.

JBS LIBERTY SECURITIES, INC.

WADDELL & REED

WADDELL & REED

Primary Firm SEC Registration

COUNTERWEIGHT PRIVATE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 10/1/2002

SIE

Date: 10/1/2018

Series 7

Date: 9/12/2002

Series 9

Date: 5/26/2011

Series 10

Date: 4/15/2011

Current Firm

COUNTERWEIGHT PRIVATE WEALTH

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COUNTERWEIGHT PRIVATE WEALTH

TRUST BUT VERIFY

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