Jonathan A. Kolmetz

OAKS WEALTH MANAGEMENT

HOUSTON, TX 77008

Some features on this profile are disabled

CRD#: 4557377

Professional summary

Jonathan Ashley Kolmetz, CFP® is a registered financial advisor currently at OAKS WEALTH MANAGEMENT located in Houston, Texas.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Jonathan has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Core Areas of Focus

Financial Psychology/Coaching

Hourly

Investment Advice with Ongoing Management

Investment Advice without Ongoing Management

Retirement Plan Investment Advice

Retirement Planning & Distribution Rules

Question & Answer

What are your service offerings?

Comprehensive Financial Planni...

Investment Planning

Estate Planning

Retirement Income Management

Retirement Planning

Divorce Planning

Inheritance

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Ashley Kolmetz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

October 5, 2020 - Present

OAKS WEALTH MANAGEMENT

Office #1: 2525 North Loop West Suite 250, Houston, TX 77008

RIA

CRD#: 309759

HOUSTON, TX

Past

March 30, 2018 - November 4, 2020

STRATEGIC FINANCIAL CONCEPTS, LLC

RIA

CRD#: 141849

Houston, TX

Past

February 13, 2015 - September 19, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

HOUSTON, TX

Past

February 13, 2015 - December 9, 2020

LPL FINANCIAL LLC

CRD#: 6413

HOUSTON, TX

Past

August 6, 2007 - February 18, 2015

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

MAGNOLIA, TX

Past

April 22, 2005 - January 10, 2006

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

November 10, 2003 - March 17, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

November 12, 2002 - November 6, 2003

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(10/5/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/11/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/16/2002

General Securities Representative Examination

Current Firm

OAKS WEALTH MANAGEMENT

OAKS WEALTH MANAGEMENT | OWM ADVICE AND ASSET MANAGEMENT INC.

CRD#: 309759 / SEC#:

Texas

Registered Investment Advisory firm - (10/5/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1225 North Loop West Suite 825, Houston, TX 77008

Mailing Address

Phone number

(281) 888-9085

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	45
AUM (Assets Under Management)	$ 19,644,893

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

Similar Advisors

Darren Dindinger

ALLWORTH FINANCIAL, L.P.

IAR

Orting, WA

Li-e Wang

TRANSAMERICA FINANCIAL ADVISORS, LLC

Houston, TX

James Marshall

MARSHALL WEALTH MANAGEMENT, LLC

IAR

SUGAR LAND, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jonathan A. Kolmetz

Professional summary

Core Areas of Focus

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Ashley Kolmetz's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC FINANCIAL CONCEPTS, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

FIRST ALLIED SECURITIES, INC.

CHASE INVESTMENT SERVICES CORP.

BANC ONE SECURITIES CORPORATION

FIRST ALLIED SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/11/2002

SIE

Date: 10/1/2018

Series 7

Date: 9/16/2002

Current Firm

OAKS WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OAKS WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

Similar Advisors