Joshua D. Stamm

LEGACY WEALTH MANAGEMENT GROUP

LYNCHBURG, VA 24501

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CRD#: 4557338

Professional summary

Joshua David Stamm is a registered financial advisor currently at LEGACY WEALTH MANAGEMENT GROUP, INC. located in Lynchburg, Virginia.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Joshua has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance sales; investment-related; Lynchburg, VA; Insurance agent; start date: 01/2022; approximately 20 hrs/mo during trading hours; sales of various insurance products. Old Dominion Insurance Partners, non-investment related business dealing with P&C Insurance and Medicare Supplements. It is located at 1971 English Tavern Road, Suite B, Lynchburg, VA 24501 and was established in July of 2016. Mr. Stamm devotes approximately 120 hours per month to this business. The same amount of time is devoted during securities trading hours. Joshua Stamm is a co-owner of Legacy Auditorium, LLC which maintain books and records pertaining to the rental of Legacy Private Wealth Management's auditorium by outside organizations. This business is not investment related and was started in July of 2017. It is located at 1971 English Tavern Road, Lynchburg, VA 24501. This activity takes approximately 1-5% of time spent per week during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua David Stamm's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2022 - Present

LEGACY WEALTH MANAGEMENT GROUP, INC.

Office #1: 1971 English Tavern Road, Lynchburg, VA 24501

RIA

CRD#: 322235

LYNCHBURG, VA

Past

March 13, 2017 - August 16, 2022

CAITLIN JOHN, LLC

RIA

CRD#: 154494

Lynchburg, VA

Past

March 28, 2008 - December 31, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

LYNCHBURG, VA

Past

March 28, 2008 - July 25, 2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

LYNCHBURG, VA

Past

January 19, 2005 - April 14, 2008

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

LYNCHBURG, VA

Past

November 5, 2004 - April 14, 2008

UBS FINANCIAL SERVICES INC.

CRD#: 8174

LYNCHBURG, VA

Past

August 27, 2002 - November 8, 2004

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEGACY WEALTH MANAGEMENT GROUP, INC.

CRD#: 322235 / SEC#: 801-126092

RIA

Registered Investment Advisory firm - (12/6/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(8/16/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/18/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/28/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/25/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 12/1/2005

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/26/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/5/2006

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 1/3/2006

General Securities Sales Supervisor - Options Module Examination

Current Firm

LEGACY WEALTH MANAGEMENT GROUP, INC.

CRD#: 322235 / SEC#: 801-126092

RIA

Registered Investment Advisory firm - (12/6/2022 Approved)

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Contact information

Main Address

1971 English Tavern Road, Lynchburg, VA 24501

Mailing Address

Phone number

(434) 266-1214

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LWMG ADV PART 2A (6/12/2025)

LWMG WRAP BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,422
AUM (Assets Under Management)	$ 233,294,000

Red Flags

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Firm Stability Insights

Joshua D. Stamm

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua David Stamm's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAITLIN JOHN, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

EDWARD JONES

Primary Firm SEC Registration

LEGACY WEALTH MANAGEMENT GROUP, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/18/2005

Series 63

Date: 8/28/2002

SIE

Date: 7/25/2016

Series 3

Date: 12/1/2005

Series 7

Date: 8/26/2002

Series 10

Date: 1/5/2006

Series 9

Date: 1/3/2006

Current Firm

LEGACY WEALTH MANAGEMENT GROUP, INC.

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEGACY WEALTH MANAGEMENT GROUP, INC.

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