Aurora Gonzalez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aurora Gonzalez, who also goes by Aurora Maria Blanco, was a registered financial professional .
Aurora is a previously registered financial professional and started their career in finance in 2002. Aurora had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2017 - February 27, 2024
WE FAMILY OFFICES
August 9, 2010 - March 30, 2015
HSBC SECURITIES (USA) INC.
July 8, 2005 - July 20, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 22, 2002 - June 3, 2005
CITICORP INVESTMENT SERVICES
Primary Firm SEC Registration
WE FAMILY OFFICES
CRD#: 109869 / SEC#: 801-60025
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WE FAMILY OFFICES
CRD#: 109869 / SEC#: 801-60025
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 107 |
| AUM (Assets Under Management) | $ 15,364,800,717 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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