TO
Thomas J. Over
CAPITAL INVESTMENT SERVICES
LYNNWOOD, WA 98037
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CRD#: 4557122
TO
Professional summary
Thomas J. Over, CFP® is a registered financial advisor currently at CAPITAL INVESTMENT SERVICES, LLC located in Lynnwood, Washington.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Thomas has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas J. Over's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1992
Experience
Current
July 31, 2002 - Present
CAPITAL INVESTMENT SERVICES, LLC
Office #1: 3500 188th Street Sw, Suite 322, Lynnwood, WA 98037RIA
CRD#: 121567
LYNNWOOD, WA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(7/31/2002)
Exams
Current Firm
CI
CAPITAL INVESTMENT SERVICES, LLC
CAPITAL INVESTMENT SERVICES, LLC | VINE DAHLEN INVESTMENT MANAGEMENT SERVICES, LLC
CRD#: 121567 / SEC#:
Washington
Registered Investment Advisory firm - (7/31/2002 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3500 188th St Sw #322, Lynnwood, WA 98037
Mailing Address
Phone number
(425) 771-6055
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 46 |
| AUM (Assets Under Management) | $ 92,533,047 |
Red Flags
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