John A. Wellet
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John August Wellet, who also goes by Sabby Wellet, Wally Wellet, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2002. John had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2014 - January 12, 2015
ESSEX NATIONAL SECURITIES, LLC
March 27, 2012 - August 30, 2012
ESSEX NATIONAL SECURITIES, LLC
March 20, 2012 - January 12, 2015
ESSEX NATIONAL SECURITIES, LLC
February 17, 2012 - February 24, 2012
ALLSTATE FINANCIAL ADVISORS, LLC
July 28, 2011 - February 24, 2012
ALLSTATE FINANCIAL SERVICES, LLC
August 5, 2010 - June 13, 2011
PHASE 2 INVESTMENT ADVISERS, LLC
March 31, 2005 - July 30, 2010
FIFTH THIRD SECURITIES, INC.
January 26, 2004 - July 30, 2010
FIFTH THIRD SECURITIES, INC.
August 15, 2002 - January 14, 2004
IDS LIFE INSURANCE COMPANY
August 15, 2002 - January 14, 2004
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ESSEX NATIONAL SECURITIES, LLC
CRD#: 25454 / SEC#: 801-70990, 8-41750
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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