JV
Jeffrey C. Van Fossen
ANCORA PRIVATE WEALTH ADVISORS
Cleveland, OH 44124
Some features on this profile are disabled
CRD#: 4557087
JV
Professional summary
Jeffrey Charles Van Fossen is a registered financial advisor currently at ANCORA PRIVATE WEALTH ADVISORS, LLC located in Cleveland, Ohio.
Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Jeffrey has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I AM CURRENTLY A MINORITY MEMBER/OWNER OF INVERNESS HOLDINGS LLC AS OF 9/1/09. INVERNESS HOLDINGS IS A HOLDING COMPANY OF INVERNESS INVESTMENT GROUP LLC, INVERNESS SECURITIES LLC, INVERNESS ADVISORS LLC AND INVERNESS LIFE SERVICES LLC. I DO NOT HAVE ANY CURRENT DUTIES, MANAGEMENT OR SUPERVISORY RESPONSIBILITIES FOR ANY OF THE ENTITIES THAT INVERNESS HOLDINGS ENCOMPASSES.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Charles Van Fossen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 30, 2006 - Present
ANCORA PRIVATE WEALTH ADVISORS, LLC
Office #1: 6060 Parkland Boulevard Suite 200, Cleveland, OH 44124RIA
CRD#: 124845
Cleveland, OH
Past
June 1, 2001 - December 7, 2006
NORTHERN TRUST BANK FSB
RIA
CRD#: 109443
CLEVELAND, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
ANCORA PRIVATE WEALTH ADVISORS, LLC
ANCORA | TCG ASSET MANAGEMENT, LLC | TCG ASSET MANAGEMENT | INVERNESS INVESTMENT GROUP, LLC | ANCORA PRIVATE WEALTH ADVISORS, LLC | ANCORA INVERNESS, LLC | ANCORA FAMILY WEALTH ADVISORS, LLC | ANCORA FAMILY WEALTH ADVISORS, INC.
CRD#: 124845 / SEC#: 801-61942
RIA
Registered Investment Advisory firm - (4/3/2003 Approved)Ohio
Registered Investment Advisory firm - (4/3/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(8/5/2011)
IAR
Ohio(5/30/2006)
Exams
Current Firm
AP
ANCORA PRIVATE WEALTH ADVISORS, LLC
ANCORA | TCG ASSET MANAGEMENT, LLC | TCG ASSET MANAGEMENT | INVERNESS INVESTMENT GROUP, LLC | ANCORA PRIVATE WEALTH ADVISORS, LLC | ANCORA INVERNESS, LLC | ANCORA FAMILY WEALTH ADVISORS, LLC | ANCORA FAMILY WEALTH ADVISORS, INC.
CRD#: 124845 / SEC#: 801-61942
RIA
Registered Investment Advisory firm - (4/3/2003 Approved)Ohio
Registered Investment Advisory firm - (4/3/2003 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
6060 Parkland Boulevard Suite 200, Cleveland, OH 44124
Mailing Address
Phone number
(216) 825-4000
Established
Firm type
Fiscal year end
# of Employees
65
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,083 |
| AUM (Assets Under Management) | $ 3,213,280,712 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
