CS
Christopher M. Staub
THE BALDWIN GROUP WEALTH ADVISORS
Bethesda, MD 20817
Some features on this profile are disabled
CRD#: 4557066
CS
Professional summary
Christopher Michael Staub, AIF®, who also goes by Christopher M Staub, is a registered financial advisor currently at THE BALDWIN GROUP WEALTH ADVISORS, LLC located in Bethesda, Maryland and PURSHE KAPLAN STERLING INVESTMENTS located in Bethesda, Maryland.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Christopher has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christopher M Staub
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Fixed insurance-Independent Insurance agencies Non-Investment Related Maryland Agent 8/2016 Ten hours monthly during trading hours 2. The Baldwin Group -Independent Insurance agency Non-Investment Related Florida Agent- P & C 8/2021 Ten hours monthly during trading hours 3. PKS Investments, Inc. Investment related New York Registered Representative 01/2014 investment advisory services and product suggestions Forty hours monthly during trading hours 4. KCJA Inc. Holding Company Non-investment related Maryland Shareholder 08/2021 Five hours monthly during non trading hours Holding company for shares issued as part of f�rm acquisition 5. The Baldwin Group Wealth Advisors, LLC. Investment Related. At Registered Location. RIA. Managing Director. Start Date: 10/2024. 160 hrs/ month; 8 during trading hours. Investment advisor representative (IAR) offering investment advisory services under The Baldwin Group Wealth Advisors, LLC (The Baldwin Group) a registered investment advisor and indirect subsidiary of The Baldwin Group Financial Services Holdings, LLC and The Baldwin Insurance Group Inc.
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Michael Staub's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 14, 2024 - Present
THE BALDWIN GROUP WEALTH ADVISORS, LLC
Office #1: 6720-b Rockledge Drive Suite 400, Bethesda, MD 20817RIA
CRD#: 312284
Bethesda, MD
Current
January 8, 2014 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 6270-b Rockledge Drive Suite 400, Bethesda, MD 20817BD
CRD#: 35747
Bethesda, MD
Past
December 6, 2013 - October 4, 2024
THE CAPITAL GROUP INVESTMENT ADVISORY SERVICES, LLC
RIA
CRD#: 169727
BETHESDA, MD
Past
August 25, 2004 - December 11, 2013
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
BETHESDA, MA
Past
July 25, 2002 - December 11, 2013
NYLIFE SECURITIES LLC
BD
CRD#: 5167
BETHESDA, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TB
THE BALDWIN GROUP WEALTH ADVISORS, LLC
BURNHAM GIBSON WEALTH ADVISORS, LLC | THE BALDWIN GROUP WEALTH ADVISORS, LLC | THE BALDWIN GROUP
CRD#: 312284 / SEC#: 801-120404
RIA
Registered Investment Advisory firm - (2/26/2021 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/15/2018)
RR
Delaware(3/27/2020)
RR
District of Columbia(1/8/2014)
IAR
District of Columbia(7/3/2025)
RR
Florida(1/8/2014)
RR
Indiana(11/11/2014)
RR
Maryland(1/8/2014)
IAR
Maryland(10/14/2024)
RR
Massachusetts(1/8/2014)
RR
Montana(4/10/2017)
RR
Nevada(8/20/2019)
RR
New Jersey(10/20/2015)
RR
New York(10/11/2017)
RR
Pennsylvania(10/11/2017)
RR
South Carolina(12/16/2019)
RR
Tennessee(10/7/2016)
RR
Texas(9/28/2016)
RR
Virginia(1/8/2014)
IAR
Virginia(10/14/2024)
RR
Wisconsin(1/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TB
THE BALDWIN GROUP WEALTH ADVISORS, LLC
BURNHAM GIBSON WEALTH ADVISORS, LLC | THE BALDWIN GROUP WEALTH ADVISORS, LLC | THE BALDWIN GROUP
CRD#: 312284 / SEC#: 801-120404
RIA
Registered Investment Advisory firm - (2/26/2021 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4211 W. Boy Scout Blvd. Suite 800, Tampa, FL 33607
Mailing Address
Phone number
(813) 934-2743
Established
Firm type
Fiscal year end
# of Employees
36
SEC notice filing (35 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,356 |
| AUM (Assets Under Management) | $ 21,043,141,324 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
