Marko D. Ungashick

TWO WEST CAPITAL ADVISORS LLC

Overland Park, KS 66210

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CRD#: 4557016

Professional summary

Marko Damian Ungashick, AIF®, who also goes by Marko D Ungashick, is a registered financial advisor currently at TWO WEST CAPITAL ADVISORS LLC located in Overland Park, Kansas.

Marko is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Marko has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marko D Ungashick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. UNGASHICK HAS BEEN A PASSIVE PARTNER SINCE 2011 IN A NON-INVESTMENT RELATED FAMILY HOLDING COMPANY, UNGASHICK FAMILY HOLDINGS, LLC WHICH OWNS A MINORITY SHARE IN A WEB BASED SERVICE PROVIDER TO SMALL BUSINESSES. MR. UNGASHICK TYPICALLY DEVOTES UNDER AN HOUR PER MONTH TO THE BUSINESS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marko Damian Ungashick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

August 20, 2010 - Present

TWO WEST CAPITAL ADVISORS LLC

Office #1: 10975 Benson Drive Corporate Woods, Bldg. 12, Ste. 560, Overland Park, KS 66210

RIA

CRD#: 154543

Overland Park, KS

Past

September 16, 2015 - November 30, 2016

TWO WEST

RIA

CRD#: 226669

OVERLAND PARK, KS

Past

July 16, 2010 - September 21, 2010

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

OVERLAND PARK, KS

Past

October 10, 2005 - August 24, 2010

LAWING FINANCIAL INC

RIA

CRD#: 117178

OVERLAND PARK, KS

Past

July 24, 2002 - July 16, 2010

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

OVERLAND PARK, KS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TWO WEST CAPITAL ADVISORS LLC

CANVAS WEALTH ADVISORS | TWO WEST CAPITAL ADVISORS LLC | TWO WEST ADVISORS | STEWART ADVISORY SERVICES | GOALPATH SOLUTIONS

CRD#: 154543 / SEC#: 801-76551

RIA

Registered Investment Advisory firm - (5/10/2012 Approved)

Kansas

Registered Investment Advisory firm - (6/19/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(8/20/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/4/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/5/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/17/2008

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/23/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TWO WEST CAPITAL ADVISORS LLC

CANVAS WEALTH ADVISORS | TWO WEST CAPITAL ADVISORS LLC | TWO WEST ADVISORS | STEWART ADVISORY SERVICES | GOALPATH SOLUTIONS

CRD#: 154543 / SEC#: 801-76551

RIA

Registered Investment Advisory firm - (5/10/2012 Approved)

Kansas

Registered Investment Advisory firm - (6/19/2012 Terminated)

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Contact information

Main Address

10975 Benson Drive Corporate Woods, Bldg. 12, Ste. 560, Overland Park, KS 66210

Mailing Address

Phone number

(913) 825-1722

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TWA ADV PART 2A BROCHURE (INSTITUTIONAL DIVISION) (3/19/2025)

TWA ADV PART 2A BROCHURE (WEALTH MGMT DIVISION) (3/19/2025)

Regulatory assets under management

Total Number of Accounts	579
AUM (Assets Under Management)	$ 3,242,615,186

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Marko D. Ungashick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marko Damian Ungashick's CRS (Customer Relationship Summary).

Certified licenses

Experience

TWO WEST

CAMBRIDGE INVESTMENT RESEARCH, INC.

LAWING FINANCIAL INC

THE O.N. EQUITY SALES COMPANY

Primary Firm SEC Registration

TWO WEST CAPITAL ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/4/2005

Series 63

Date: 8/5/2002

Series 7

Date: 3/17/2008

Series 6

Date: 7/23/2002

Current Firm

TWO WEST CAPITAL ADVISORS LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TWO WEST CAPITAL ADVISORS LLC

TRUST BUT VERIFY

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