BN
Bryan H. Nakamoto
PARK AVENUE SECURITIES LLC
Honolulu, HI 96816
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CRD#: 4557004
BN
Professional summary
Bryan H Nakamoto, CFP® is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Honolulu, Hawaii.
Bryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Bryan has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. SPECTRUM WEALTH MANAGMENT, LLC- DBA/OWNER
ADDRESS: 3468 WAIALAE AVE, HONOLULU, HI 96816
START DATE: 12/01/2016
160 HOURS PER MONTH/ 120 HOURS DURING NORMAL BUSINESS HOURS
INVESTMENT RELATED
2. RENTAL PROPERTY OWNER
ADDRESS: 2766 MANOA RD, HONOLULU, HI 96822
START DATE: 11/03/2004
0 HOURS PER MONTH/ 0 DURING NORMAL BUSINESS HOURS
INVESTMENT RELATED
3. RENTAL PROPERTY OWNER
ADDRESS: 200 W SAHARA AVE #1606, LAS VEGAS, NV 89102
START DATE: 10/01/2010
0 HOURS PER MONTH/ 0 DURING NORMAL BUSINESS HOURS
INVESTMENT RELATED
4) Real estate-sales person,
Start date: 09/15/2025,
Address: 2766 Manoa Rd, Honolulu, HI 96822,
2 total hours per month; 1 during securities trading hours,
Investment related,
Less than 10% annual compensation,
CRS (Client Relationship Summary) - RIA
Click below to view Bryan H Nakamoto's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Bryan H Nakamoto's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
August 13, 2021 - Present
PARK AVENUE SECURITIES LLC
Office #1: 3468 Waialae Suite 234, Honolulu, HI 96816RIA
BD
CRD#: 46173
Honolulu, HI
Current
August 13, 2021 - Present
PARK AVENUE SECURITIES LLC
Office #1: 3468 Waialae Suite 234, Honolulu, HI 96816RIA
BD
CRD#: 46173
Honolulu, HI
Past
December 2, 2016 - August 17, 2021
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
HONOLULU, HI
Past
December 2, 2016 - August 17, 2021
SECURITIES AMERICA, INC.
BD
CRD#: 10205
HONOLULU, HI
Past
May 10, 2013 - December 23, 2016
J. W. COLE ADVISORS, INC.
RIA
CRD#: 112294
TAMPA, FL
Past
May 10, 2013 - December 23, 2016
J.W. COLE FINANCIAL, INC.
BD
CRD#: 124583
HONOLULU, HI
Past
February 16, 2011 - May 10, 2013
FINANCIAL ADVISERS OF AMERICA, LLC
RIA
CRD#: 142170
HONOLULU, HI
Past
December 12, 2008 - May 10, 2013
FINANCIAL ADVISERS OF AMERICA, LLC
BD
CRD#: 142170
HONOLULU, HI
Past
October 10, 2006 - February 1, 2011
SPECTRUM WEALTH MANAGEMENT, LLC
RIA
CRD#: 141778
HONOLULU, HI
Past
September 1, 2006 - December 15, 2008
OSAIC WEALTH, INC.
BD
CRD#: 23131
HONOLULU, HI
Past
February 10, 2004 - September 6, 2006
TRANSAMERICA FINANCIAL ADVISORS, INC.
RIA
CRD#: 3600
HONOLULU, HI
Past
July 19, 2002 - September 6, 2006
TRANSAMERICA FINANCIAL ADVISORS, INC.
BD
CRD#: 3600
HONOLULU, HI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(7/17/2023)
IAR
Alaska(7/17/2023)
RR
Arizona(3/12/2025)
IAR
Arizona(3/13/2025)
RR
California(8/13/2021)
IAR
California(8/13/2021)
RR
Colorado(1/9/2025)
IAR
Colorado(1/9/2025)
RR
Florida(9/22/2025)
IAR
Florida(9/23/2025)
RR
Hawaii(8/13/2021)
IAR
Hawaii(8/13/2021)
RR
Maryland(8/13/2021)
IAR
Maryland(8/13/2021)
RR
Missouri(8/13/2021)
IAR
Missouri(8/13/2021)
RR
Nevada(8/13/2021)
IAR
Nevada(8/24/2021)
RR
New York(8/13/2021)
IAR
New York(8/13/2021)
RR
North Carolina(3/10/2025)
IAR
North Carolina(3/10/2025)
RR
Ohio(8/13/2021)
IAR
Ohio(8/15/2021)
RR
Oklahoma(8/13/2021)
IAR
Oklahoma(8/13/2021)
RR
Oregon(8/13/2021)
IAR
Oregon(8/13/2021)
RR
Texas(8/13/2021)
IAR
Texas(8/13/2021)
RR
Utah(8/13/2021)
IAR
Utah(8/13/2021)
RR
Virginia(10/29/2025)
IAR
Virginia(10/29/2025)
RR
Washington(8/13/2021)
IAR
Washington(8/13/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
