Benjamin Westphal Payne

1. NAME OF OTHER BUSINESS: VICUS CAPITAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADMINISTRATIVE AND COMPLIANCE ASSISTANCE FOR THE CHIEF COMPLIANCE OFFICER OF THE RIA POSITION/TITLE/RELATIONSHIP: FINANCIAL SERVICES COMPLIANCE ASSOCIATE START DATE: 7/2019 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: WORK DIRECTLY WITH THE CHIEF COMPLIANCE OFFICER AND THE COMPLIANCE TEAM BY ASSISTING ASSOCIATES WITH COMPLIANCE SUPPORT FOR NEW BUSINESS SUBMISSION, REGULATORY REGISTRATIONS, AND POLICIES AND PROCEDURES FOR OUR BROKER-DEALER AND SEC REGISTERED INVESTMENT ADVISOR 2. NAME OF OTHER BUSINESS: PFG INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: ADMINISTRATIVE AND COMPLIANCE ASSISTANCE FOR THE CHIEF COMPLIANCE OFFICER OF THE RIA POSITION/TITLE/RELATIONSHIP: FINANCIAL SERVICES COMPLIANCE ASSOCIATE START DATE: 7/2019 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: WORK DIRECTLY WITH THE CHIEF COMPLIANCE OFFICER AND THE COMPLIANCE TEAM BY ASSISTING ASSOCIATES WITH COMPLIANCE SUPPORT FOR NEW BUSINESS SUBMISSION, REGULATORY REGISTRATIONS, AND POLICIES AND PROCEDURES FOR OUR BROKER-DEALER AND SEC REGISTERED INVESTMENT ADVISOR 3. NAME OF OTHER BUSINESS: QUISSANA TRUST INVESTMENT RELATED: NO ADDRESS: 4760 SOUTH MENETH DRIVE, CANANDAIGUA, NY 14424 NATURE OF BUSINESS: OWNERSHIP OF PROPERTY POSITION/TITLE/RELATIONSHIP: TRUSTEE START DATE: 11/2017 APX NUMBER OF HOURS PER WEEK: LESS THAN 1 HOUR A WEEK APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 HOUR A WEEK BRIEF DESCRIPTION OF DUTIES: TRUSTEE WITH THE DUTY OF MAINTENANCE OF RESERVATION SYSTEM FOR OWNERS 4. NAME OF OTHER BUSINESS: SAINT MILLIE, LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: LLC; START DATE: 6/2023; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: MAINTAIN & MANAGE ACTIVITIES OF PROPERTIES HELD BY LLC;