Terese E. Herwick

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CRD#: 4556810

Professional summary

Terese Eileen Herwick was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Terese is a previously registered financial advisor and started their career in finance in 2002. Prior to being barred, Terese had worked at 1 firm, which includes JESUP & LAMONT ADVISORS.

Question & Answer

Are you a "fiduciary"?

Aliases

Teri Herwick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 15, 2002 - February 6, 2004

JESUP & LAMONT ADVISORS

RIA

CRD#: 108006

LONGWOOD, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

Current Firm

JESUP & LAMONT ADVISORS

EMPIRE INVESTMENT ADVISORS INC | EMPIRE INVESTMENT ADVISORS. INC | JESUP & LAMONT ADVISORS | JESUP & LAMONT ADVISORY SERVICES

CRD#: 108006 / SEC#: 801-57005

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Contact information

Main Address

623 Fifth Avenue 17th Floor, New York, NY 10022

Mailing Address

Phone number

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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