Joseph A. Weber

INTEGRATED FINANCIAL SOLUTIONS, PLLC

Mesa, AZ 85209

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CRD#: 4556745

Professional summary

Joseph A Weber, AIF®, who also goes by Joe A Weber, is a registered financial advisor currently at INTEGRATED FINANCIAL SOLUTIONS, PLLC located in Mesa, Arizona.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Joseph has worked at 8 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe A Weber

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INDEPENDENT INSURANCE AGENT; yes; 7115 E. Baseline Rd., Mesa, AZ 85209; FIXED INSURANCE; INDEPENDENT INSURANCE AGENT; 2008;20 hrs/mo; SALE OF INDIVIDUAL AND GROUP FIXED INSURANCE PRODUCTS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph A Weber's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

January 18, 2018 - Present

INTEGRATED FINANCIAL SOLUTIONS, PLLC

Office #1: 7115 E. Baseline Rd. Ste. 110, Mesa, AZ 85209Office #2: 11220 W Burleigh, Suite 100, Wauwatosa, WI 53222

RIA

CRD#: 291326

Mesa, AZ

Past

December 1, 2015 - May 5, 2017

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

SCOTTSDALE, AZ

Past

November 17, 2015 - May 5, 2017

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

SCOTTSDALE, AZ

Past

July 17, 2015 - November 27, 2015

OSAIC FA, INC.

RIA

CRD#: 3978

Tempe, AZ

Past

July 17, 2015 - November 27, 2015

OSAIC FA, INC.

CRD#: 3978

Tempe, AZ

Past

October 12, 2010 - August 18, 2015

PRINCIPAL SECURITIES, INC.

RIA

CRD#: 1137

TEMPE, AZ

Past

December 22, 2008 - August 18, 2015

PRINCIPAL SECURITIES, INC.

CRD#: 1137

TEMPE, AZ

Past

June 9, 2008 - January 9, 2009

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

TEMPE, AZ

Past

March 19, 2008 - June 9, 2008

MML INVESTORS SERVICES, LLC

CRD#: 10409

GILBERT, AZ

Past

August 29, 2006 - February 6, 2008

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

PHOENIX, AZ

Past

February 21, 2005 - February 6, 2008

MML INVESTORS SERVICES, LLC

CRD#: 10409

PHOENIX, AZ

Past

December 2, 2003 - October 13, 2004

MONY SECURITIES CORPORATION

CRD#: 4386

NEW YORK, NY

Past

October 9, 2002 - December 2, 2003

TRUSTED SECURITIES ADVISORS CORP.

CRD#: 24049

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(1/18/2018)

IAR

Texas
(2/2/2023)

IAR

Wisconsin
(12/3/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/11/2010

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/3/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/17/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/5/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/7/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/8/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

INTEGRATED FINANCIAL SOLUTIONS, PLLC

IFS - INTEGRATED FINANCIAL SOLUTIONS | SKS WEALTH MANAGEMENT | SILVERTREE SPECIAL NEEDS PLANNING | RGIS, LLC | INTEGRATED FINANCIAL SOLUTIONS, PLLC

CRD#: 291326 / SEC#:

Arizona

Registered Investment Advisory firm - (1/18/2018 Approved)

Texas

Registered Investment Advisory firm - (2/2/2023 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (11/27/2019 Approved)

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Contact information

Main Address

7115 E. Baseline Rd. Ste. 110, Mesa, AZ 85209

Mailing Address

Phone number

(855) 275-4437

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	289
AUM (Assets Under Management)	$ 84,716,390

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph A. Weber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph A Weber's CRS (Customer Relationship Summary).

Certified licenses

Experience

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

OSAIC FA, INC.

OSAIC FA, INC.

PRINCIPAL SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

MSI FINANCIAL SERVICES, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MONY SECURITIES CORPORATION

TRUSTED SECURITIES ADVISORS CORP.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/11/2010

Series 65

Date: 8/3/2006

Series 63

Date: 10/17/2002

SIE

Date: 5/5/2017

Series 7

Date: 6/7/2010

Series 6

Date: 10/8/2002

Current Firm

INTEGRATED FINANCIAL SOLUTIONS, PLLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INTEGRATED FINANCIAL SOLUTIONS, PLLC

TRUST BUT VERIFY

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