Antron G. Gadsden

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CRD#: 4556732

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Antron Germone Gadsden, who also goes by Germone Germone Gadsden, Antron Germone Gadsden, was a registered financial professional .

Antron is a previously registered financial professional and started their career in finance in 2002. Antron had worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Germone Germone Gadsden | Antron Germone Gadsden

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 15, 2015 - January 26, 2016

INTEGRITY FINANCIAL CORPORATION

RIA

CRD#: 137125

CHARLESTON, SC

Past

December 18, 2012 - March 21, 2013

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

CHARLOTTE, NC

Past

October 18, 2011 - August 7, 2012

LPL FINANCIAL LLC

CRD#: 6413

CREVE COEUR, MO

Past

October 11, 2011 - August 7, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

CREVE COEUR, MO

Past

August 18, 2009 - February 3, 2010

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

CHESTERFIELD, MO

Past

July 28, 2009 - February 3, 2010

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

CHESTERFIELD, MO

Past

July 30, 2008 - December 10, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

CHESTERFIELD, MO

Past

February 12, 2008 - December 10, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

CHESTERFIELD, MO

Past

August 27, 2002 - November 21, 2007

EDWARD JONES

CRD#: 250

ST LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTEGRITY FINANCIAL CORPORATION

CRD#: 137125 / SEC#: 801-107275

RIA

Registered Investment Advisory firm - (2/16/2016 Approved)

California

Registered Investment Advisory firm - (3/18/2016 Terminated)

Florida

Registered Investment Advisory firm - (2/17/2016 Terminated)

Oregon

Registered Investment Advisory firm - (2/17/2016 Terminated)

South Carolina

Registered Investment Advisory firm - (2/17/2016 Terminated)

Washington

Registered Investment Advisory firm - (3/17/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/29/2008

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/29/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/26/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/17/2007

General Securities Principal Examination

Current Firm

INTEGRITY FINANCIAL CORPORATION

CRD#: 137125 / SEC#: 801-107275

RIA

Registered Investment Advisory firm - (2/16/2016 Approved)

California

Registered Investment Advisory firm - (3/18/2016 Terminated)

Florida

Registered Investment Advisory firm - (2/17/2016 Terminated)

Oregon

Registered Investment Advisory firm - (2/17/2016 Terminated)

South Carolina

Registered Investment Advisory firm - (2/17/2016 Terminated)

Washington

Registered Investment Advisory firm - (3/17/2016 Terminated)

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Contact information

Main Address

680 S. Cache St. Suite 100 - 7403, Jackson, WY 83001

Mailing Address

24955 Pacific Coast Highway Suite B202, Malibu, CA 90265

Phone number

(800) 794-4015

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

IFC ADV 2A 3.28.2025 (4/2/2025)

Regulatory assets under management

Total Number of Accounts	1,825
AUM (Assets Under Management)	$ 680,078,217

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Antron G. Gadsden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

EDWARD JONES

Primary Firm SEC Registration

INTEGRITY FINANCIAL CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 7/29/2008

Series 63

Date: 8/29/2002

Series 7

Date: 8/26/2002

Series 24

Date: 5/17/2007

Current Firm

INTEGRITY FINANCIAL CORPORATION

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTEGRITY FINANCIAL CORPORATION

TRUST BUT VERIFY

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