YW
Youhong Wang
TRANSAMERICA FINANCIAL ADVISORS
Houston, TX 77042
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CRD#: 4556555
YW
Professional summary
Youhong Wang, who also goes by Dennis Wang, Dennis Wang, is a registered financial advisor currently at TRANSAMERICA FINANCIAL ADVISORS, LLC located in Houston, Texas.
Youhong is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Youhong has worked at 4 firms and has passed the Series 65, Series 63, Series 66, SIE, Series 6 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dennis Wang | Dennis Wang
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc YH WANG CPA LLC/NO/ 20810 SURREY CREEK CT, LATY, TX 77450/ACCOUNTING AND TAX CONSULTING SERVICES/MANAGER/05.16.2017/10/1/STANDBY CONSULTINH SERVICE TO CLIENTS. IT'S AD HOC BUSINESS AND NO ROUTINE INTERSTATE JORDAN RANCH LLC POSITION: Accountant for the LLC NATURE: Real estate development INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2022 ADDRESS: 26077 Nelson Way, Suite 201, Katy TX 77494, United States DESCRIPTION: Provide guidance on accounting, tax and treasury to the LLC. The LLC will hire accountant to do the daily task. GT WANG FAMILY FOUNDATION POSITION: None NATURE: Private family foundation INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/03/2020 ADDRESS: 3903 Trailstone Ln, Katy TX 77494, United States DESCRIPTION: I set up this private family foundation originally for charity purpose and planned to manage it. Due to the restriction for RR, I relinquished all my responsibilities and duties to my wife and son in 2021. Right now I am not involved in the operation or management or service to this foundation. My wife and son manages this foundation. There is not much activity except selecting the charities to support once a year.
CRS (Client Relationship Summary) - RIA
Click below to view Youhong Wang's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Youhong Wang's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 30, 2018 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 2901 Wilcrest Dr. #318, Houston, TX 77042RIA
BD
CRD#: 16164
Houston, TX
Current
February 16, 2016 - Present
TRANSAMERICA FINANCIAL ADVISORS, LLC
Office #1: 2901 Wilcrest Dr. #318, Houston, TX 77042RIA
BD
CRD#: 16164
Houston, TX
Past
September 11, 2006 - October 2, 2009
WORLD GROUP SECURITIES, INC.
BD
CRD#: 114473
HOUSTON, TX
Past
August 21, 2002 - October 18, 2002
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
August 21, 2002 - October 18, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/15/2022)
RR
Colorado(11/19/2021)
RR
Hawaii(5/18/2021)
RR
Maryland(1/9/2023)
RR
Massachusetts(12/1/2023)
RR
Missouri(12/15/2022)
RR
Texas(2/22/2016)
IAR
Texas(5/30/2018)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TF
TRANSAMERICA FINANCIAL ADVISORS, LLC
IDEX DISTRIBUTORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, LLC | TRANSAMERICA FINANCIAL ADVISORS, INC. | TRANSAMERICA FINANCIAL ADVISORS, INC | PIONEER WESTERN DISTRIBUTORS, INC. | INTERSECURITIES, INC.
CRD#: 16164 / SEC#: 801-38618, 8-33429
RIA
Registered Investment Advisory firm - SEC (5/16/1991 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
Two Liberty Place 50 South 16th Street, Suite 3700, Philadelphia, PA 19102
Mailing Address
6400 C St Sw, Cedar Rapids, IA 52499-0001
Phone number
(727) 299-1800
Established
Delaware since 12/28/1984
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,054
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 42,440 |
| AUM (Assets Under Management) | $ 1,730,669,809 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRANSAMERICA FINANCIAL ADVISORS, LLC
CRD#: 16164Houston, TX 77042TRUST BUT VERIFY
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