Raymond M. Massey

ATX FINANCIAL PLANNING

AUSTIN, TX 78746

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CRD#: 4556440

Professional summary

Raymond Michael Massey, who also goes by Mike Massey, is a registered financial advisor currently at ATX FINANCIAL PLANNING, LLC located in Austin, Texas.

Raymond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Raymond has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Massey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. MIKE MASSEY LAW; ATTORNEY AND OWNER; AUSTIN, TX 78759; NOT INVESTMENT RELATED; 40-50 HOURS/MONTH SPENT DOING MOSTLY ESTATEPLANNING; Started 09/2016. 2. Raymond Michael Massey, Sole Proprietor; Austin, TX; Investment Related; Insurance Agent; Fixed Insurance Sales; SPENDS1-2 HOURS/MONTH SELLING INSURANCE PRODUCTS; Started 06/2017. 3. Legalorian LLC; Austin, TX; Not Investment Related; Managing Director; no hours are spent on this activity; started 07/2020. 4. Legalorian LLC dba The Portfolio Protection Store; Austin, TX; Investment Related; Insurance Agent; Fixed Insurance Sales; Started 08/2022; Approx 12 hours per month spent; Approx 2 hours spent during trading hours. 5. Legalorian LLC dba Lawyer2X; Not Investment Related; Austin, TX; Managing Director; Coach attorneys on growing their law firms; Started 11/2020; No time spent. 6. Legalorian LLC dba Reborn 4Purpose; Not Investment Related, Austin, TX; Managing Director; 03/2024; 12/ HRS MO; 8/ HRS MO; Facilitate Christian Growth through podcasts, events, and coaching.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Michael Massey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 16, 2020 - Present

ATX FINANCIAL PLANNING, LLC

Office #1: 500 Grace Lane, Austin, TX 78746

RIA

CRD#: 311589

AUSTIN, TX

Past

June 2, 2017 - May 3, 2021

U.S. CAPITAL WEALTH ADVISORS, LLC

RIA

CRD#: 288199

Austin, TX

Past

May 18, 2015 - June 2, 2017

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

AUSTIN, TX

Past

May 18, 2015 - June 2, 2017

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

AUSTIN, TX

Past

March 28, 2014 - May 27, 2015

FINTEGRA, LLC

RIA

CRD#: 16741

Austin, TX

Past

March 28, 2014 - May 27, 2015

FINTEGRA, LLC

CRD#: 16741

Austin, TX

Past

April 22, 2013 - March 12, 2014

ALLIANZ LIFE FINANCIAL SERVICES, LLC

CRD#: 612

MINNEAPOLIS, MN

Past

June 4, 2012 - March 22, 2013

CURIAN CAPITAL, LLC

RIA

CRD#: 120270

DENVER, CO

Past

December 22, 2011 - March 22, 2013

CURIAN CLEARING, LLC

CRD#: 132938

DENVER, CO

Past

October 17, 2002 - November 15, 2011

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

CRD#: 40178

FRANKLIN, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ATX FINANCIAL PLANNING, LLC

CRD#: 311589 / SEC#: 801-130875

RIA

Registered Investment Advisory firm - (8/7/2024 Approved)

Colorado

Registered Investment Advisory firm - (8/22/2024 Terminated)

Nebraska

Registered Investment Advisory firm - (8/21/2024 Terminated)

Texas

Registered Investment Advisory firm - (8/21/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/16/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/2/2012

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 1/19/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/2/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/16/2002

General Securities Representative Examination

Current Firm

ATX FINANCIAL PLANNING, LLC

CRD#: 311589 / SEC#: 801-130875

RIA

Registered Investment Advisory firm - (8/7/2024 Approved)

Colorado

Registered Investment Advisory firm - (8/22/2024 Terminated)

Nebraska

Registered Investment Advisory firm - (8/21/2024 Terminated)

Texas

Registered Investment Advisory firm - (8/21/2024 Terminated)

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Contact information

Main Address

500 Grace Lane, Austin, TX 78746

Mailing Address

Phone number

(512) 693-4040

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV2A/2B - SEC (10/22/2025)

Regulatory assets under management

Total Number of Accounts	399
AUM (Assets Under Management)	$ 139,941,447

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Raymond M. Massey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Michael Massey's CRS (Customer Relationship Summary).

Certified licenses

Experience

U.S. CAPITAL WEALTH ADVISORS, LLC

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

FINTEGRA, LLC

FINTEGRA, LLC

ALLIANZ LIFE FINANCIAL SERVICES, LLC

CURIAN CAPITAL, LLC

CURIAN CLEARING, LLC

JACKSON NATIONAL LIFE DISTRIBUTORS LLC

Primary Firm SEC Registration

ATX FINANCIAL PLANNING, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/2/2012

Series 63

Date: 1/19/2007

SIE

Date: 6/2/2017

Series 7

Date: 10/16/2002

Current Firm

ATX FINANCIAL PLANNING, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ATX FINANCIAL PLANNING, LLC

TRUST BUT VERIFY

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