Dewayne R. Vonfeldt
Professional summary
Dewayne Richard Vonfeldt was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Dewayne is a previously registered financial professional and started their career in finance in 1967. Prior to being barred, Dewayne had worked at 3 firms, which includes EDI FINANCIAL INC., VONFELDT & ASSOCIATES INC., STIFEL NICOLAUS & COMPANY INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2001 - October 30, 2001
EDI FINANCIAL, INC.
March 17, 1995 - September 7, 2001
VONFELDT & ASSOCIATES, INC.
July 7, 1967 - January 25, 1995
STIFEL, NICOLAUS & COMPANY, INCORPORATED
State Registrations and Notice Filings
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Exams
Series 5
Date: 10/22/1981
Interest Rate Options ExaminationPC
Date: 9/2/1977
AMEX Put and Call ExamSeries 1
Date: 6/25/1959
Registered Representative ExaminationSeries 12
Date: 11/29/1967
NYSE Branch Manager ExaminationCurrent Firm
EDI FINANCIAL, INC.
CRD#: 15699 / SEC#: , 8-32566
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
| Arbitration | 4 |
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