Valerie E. Langel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Valerie Ellen Langel, who also goes by Valerie Ellen Rowton, was a registered financial professional .
Valerie is a previously registered financial professional and started their career in finance in 2011. Valerie had worked at 1 firm and has passed the Series 7 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 20, 2014 - June 2, 2014
1ST GLOBAL CAPITAL CORP.
September 17, 2012 - October 1, 2013
1ST GLOBAL CAPITAL CORP.
September 7, 2011 - March 22, 2012
1ST GLOBAL CAPITAL CORP.
State Registrations and Notice Filings
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Exams
Current Firm
1ST GLOBAL CAPITAL CORP.
CRD#: 30349 / SEC#: , 8-44870
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
