Colin L. Bright
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Colin Lennon Bright, who also goes by Colin L Bright, Colin Lennon Bright, was a registered financial professional .
Colin is a previously registered financial professional and started their career in finance in 2006. Colin had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2018 - May 21, 2019
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
September 26, 2017 - August 24, 2018
PRUCO SECURITIES, LLC.
June 12, 2017 - October 20, 2017
AMERITAS INVESTMENT COMPANY, LLC
August 25, 2015 - July 29, 2016
AMERITAS INVESTMENT COMPANY, LLC
April 29, 2013 - March 30, 2015
MML INVESTORS SERVICES, LLC
January 6, 2012 - March 13, 2013
MSI FINANCIAL SERVICES, INC.
December 11, 2009 - May 14, 2010
HORNOR, TOWNSEND & KENT, LLC
June 29, 2007 - October 28, 2009
MSI FINANCIAL SERVICES, INC.
October 25, 2006 - July 2, 2007
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
