Jonathan D. Kuczmarski

EFFICIENT CAPITAL STRATEGIES

Providence, RI 02903

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CRD#: 4555863

Professional summary

Jonathan David Kuczmarski is a registered financial advisor currently at EFFICIENT CAPITAL STRATEGIES, LLC located in Providence, Rhode Island.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Jonathan has worked at 7 firms and has passed the Series 65, Series 66, Series 7 and Series 55 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan David Kuczmarski's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 17, 2016 - Present

EFFICIENT CAPITAL STRATEGIES, LLC

Office #1: 400 Westminster Street Suite 40, Providence, RI 02903

RIA

CRD#: 283922

Providence, RI

Past

February 24, 2014 - May 16, 2016

WHALEROCK POINT PARTNERS, LLC

RIA

CRD#: 140781

PROVIDENCE, RI

Past

April 27, 2009 - October 8, 2009

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

BOLINGBROOK, IL

Past

September 15, 2006 - January 8, 2008

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

CRD#: 840

NEW YORK, NY

Past

January 12, 2006 - April 28, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

W. CONSHOHOCKEN, PA

Past

November 10, 2005 - April 28, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

May 30, 2003 - June 19, 2003

TRILLIUM BROKERAGE SERVICES, LLC

CRD#: 120064

NEW YORK, NY

Past

August 1, 2002 - June 2, 2003

HEARTLAND SECURITIES CORP.

CRD#: 43201

EDISON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(5/3/2017)

IAR

New York
(3/25/2021)

IAR

Rhode Island
(5/17/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/9/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 1/11/2006

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 11/9/2005

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 8/29/2002

Limited Representative-Equity Trader Exam

Current Firm

EFFICIENT CAPITAL STRATEGIES, LLC

CRD#: 283922 / SEC#:

Massachusetts

Registered Investment Advisory firm - (5/3/2017 Approved)

New York

Registered Investment Advisory firm - (2/16/2017 Approved)

Rhode Island

Registered Investment Advisory firm - (5/6/2016 Approved)

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Contact information

Main Address

310 Maple Ave., Barrington, RI 02806

Mailing Address

Phone number

(401) 410-0202

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	18
AUM (Assets Under Management)	$ 10,028,103

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathan D. Kuczmarski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan David Kuczmarski's CRS (Customer Relationship Summary).

Certified licenses

Experience

WHALEROCK POINT PARTNERS, LLC

FIS BROKERAGE & SECURITIES SERVICES LLC

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

TRILLIUM BROKERAGE SERVICES, LLC

HEARTLAND SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/9/2011

Series 66

Date: 1/11/2006

Series 7

Date: 11/9/2005

Series 55

Date: 8/29/2002

Current Firm

EFFICIENT CAPITAL STRATEGIES, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

EFFICIENT CAPITAL STRATEGIES, LLC

TRUST BUT VERIFY

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