AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
JK

Jonathan D. Kuczmarski

EFFICIENT CAPITAL STRATEGIES
Providence, RI 02903
Some features on this profile are disabled
CRD#: 4555863
JK

Professional summary


Jonathan David Kuczmarski is a registered financial advisor currently at EFFICIENT CAPITAL STRATEGIES, LLC located in Providence, Rhode Island.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Jonathan has worked at 7 firms and has passed the Series 65, Series 66, Series 7 and Series 55 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Jonathan David Kuczmarski's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 17, 2016 - Present

EFFICIENT CAPITAL STRATEGIES, LLC

Office #1: 400 Westminster Street Suite 40, Providence, RI 02903
RIA
CRD#: 283922
Providence, RI
Past

February 24, 2014 - May 16, 2016

WHALEROCK POINT PARTNERS, LLC

RIA
CRD#: 140781
PROVIDENCE, RI
Past

April 27, 2009 - October 8, 2009

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
BOLINGBROOK, IL
Past

September 15, 2006 - January 8, 2008

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

BD
CRD#: 840
NEW YORK, NY
Past

January 12, 2006 - April 28, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
W. CONSHOHOCKEN, PA
Past

November 10, 2005 - April 28, 2006

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

May 30, 2003 - June 19, 2003

TRILLIUM BROKERAGE SERVICES, LLC

BD
CRD#: 120064
NEW YORK, NY
Past

August 1, 2002 - June 2, 2003

HEARTLAND SECURITIES CORP.

BD
CRD#: 43201
EDISON, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Massachusetts
(5/3/2017)
IAR
New York
(3/25/2021)
IAR
Rhode Island
(5/17/2016)

Exams


State Security Law Exam
IAR
Series 65
Date: 5/9/2011
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 1/11/2006
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 8/29/2002
Limited Representative-Equity Trader Exam

Current Firm


EC
EFFICIENT CAPITAL STRATEGIES, LLC
EFFICIENT CAPITAL STRATEGIES, LLC

CRD#: 283922 / SEC#:

Massachusetts
Registered Investment Advisory firm - (5/3/2017 Approved)
New York
Registered Investment Advisory firm - (2/16/2017 Approved)
Rhode Island
Registered Investment Advisory firm - (5/6/2016 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
310 Maple Ave., Barrington, RI 02806
Mailing Address
Phone number
(401) 410-0202
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts18
AUM (Assets Under Management)$ 10,028,103

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EFFICIENT CAPITAL STRATEGIES, LLC

CRD#: 283922Providence, RI 02903

TRUST BUT VERIFY

Monitor Jonathan Kuczmarski

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


DL
David LoughlinAdvisorCheck Check Mark
CITIZENS SECURITIES, INC.
IAR
RR
WARWICK, RI
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics