John C. Girvin

FIDUCIARY WEALTH GROUP

Centerville, OH 45459

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CRD#: 4555739

Professional summary

John Charles Girvin, CFP® is a registered financial advisor currently at FIDUCIARY WEALTH GROUP, LLC located in Centerville, Ohio.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. John has worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Charles Girvin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1997

Experience

Current

January 17, 2019 - Present

FIDUCIARY WEALTH GROUP, LLC

Office #1: 6784 Loop Road Suite# 208, Centerville, OH 45459

RIA

CRD#: 299711

Centerville, OH

Past

April 20, 2011 - January 24, 2019

ARTIFEX FINANCIAL GROUP, LLC

RIA

CRD#: 140643

OAKWOOD, OH

Past

January 21, 2003 - April 27, 2011

GIRVIN FINANCIAL EDUCATION SERVICES

RIA

CRD#: 120884

DAYTON, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIDUCIARY WEALTH GROUP, LLC

CRD#: 299711 / SEC#: 801-130550

RIA

Registered Investment Advisory firm - (6/25/2024 Approved)

Ohio

Registered Investment Advisory firm - (7/17/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(1/17/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

FIDUCIARY WEALTH GROUP, LLC

CRD#: 299711 / SEC#: 801-130550

RIA

Registered Investment Advisory firm - (6/25/2024 Approved)

Ohio

Registered Investment Advisory firm - (7/17/2024 Terminated)

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Contact information

Main Address

6784 Loop Road Suite# 208, Centerville, OH 45459

Mailing Address

Phone number

(855) 560-7171

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-FIDUCIARY WEALTH GROUP, LLC (2/3/2025)

Regulatory assets under management

Total Number of Accounts	379
AUM (Assets Under Management)	$ 140,048,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John C. Girvin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Charles Girvin's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDUCIARY WEALTH GROUP, LLC

ARTIFEX FINANCIAL GROUP, LLC

GIRVIN FINANCIAL EDUCATION SERVICES

Primary Firm SEC Registration

FIDUCIARY WEALTH GROUP, LLC

State Registrations and Notice Filings

Exams

Current Firm

FIDUCIARY WEALTH GROUP, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIDUCIARY WEALTH GROUP, LLC

TRUST BUT VERIFY

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