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MW

Michael C. Wenzel

WORLD INVESTMENTS
Santa Barbara, CA 93101
Some features on this profile are disabled
CRD#: 4555728
MW

Professional summary

Michael Cameron Wenzel is a registered financial professional currently at WORLD INVESTMENTS, LLC located in Santa Barbara, California.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2003. Michael has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Cameron Wenzel's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 31, 2025 - Present

WORLD INVESTMENTS, LLC

Office #1: 24 East Cota Street Suite 200, Santa Barbara, CA 93101
BD
CRD#: 20626
Santa Barbara, CA
Past

August 2, 2019 - October 31, 2025

PENSIONMARK SECURITIES, LLC

BD
CRD#: 283952
Santa Barbara, CA
Past

July 7, 2017 - July 29, 2019

KALOS CAPITAL, INC.

BD
CRD#: 44337
Kyle, TX
Past

March 9, 2012 - July 12, 2017

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
GEORGETOWN, TX
Past

April 21, 2011 - November 23, 2011

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
GEORGETOWN, TX
Past

April 6, 2009 - July 27, 2009

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
AUSTIN, TX
Past

October 20, 2006 - April 4, 2008

NYLIFE SECURITIES LLC

BD
CRD#: 5167
ROUND ROCK, TX
Past

December 17, 2004 - January 12, 2006

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
ROUND ROCK, TX
Past

December 17, 2004 - January 12, 2006

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
ROUND ROCK, TX
Past

July 21, 2003 - November 30, 2004

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
DES MOINES, IA
Past

February 14, 2003 - July 8, 2003

PRINCIPAL SECURITIES, INC.

BD
CRD#: 1137
DES MOINES, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(10/31/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/2/2003
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/13/2003
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

WI
WORLD INVESTMENTS, LLC
COLTS NECK WHY T&T SECURITIES, INC. | WORLD INVESTMENTS, LLC | WORLD INVESTMENTS, INC. | WORLD ADVISORY SERVICES | TFS WEALTH MANAGEMENT | TFS SECURITIES, INC. | TFS POTFOLIO ADVISORY SERVICES | TFS PORTFOLIO ADVISORY SERVICES,DIVISION OF TFS SECURITIES, INC. | TFS PORTFOLIO ADVISORY SERVICES, A DIVISION OF TFS SECURITIES, INC. | TFS PORTFOLIO ADVISORY SERVICES | TFS ADVISORY SERVICES | NASD SPELLING ERROR - POTFOLIO SHOULD BE PORTFOLIO | INNOVATIVE MARKET TRENDS | FREEMAN & VANNAUKER | FFP WEALTH MANAGEMENT

CRD#: 20626 / SEC#: 801-56426, 8-38377

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
437 Newman Springs Road, Lincroft, NJ 07738
Mailing Address
437 Newman Springs Road, Lincroft, NJ 07738
Phone number
(732) 758-9300
Established
New Jersey since 09/30/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
217

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

WORLD ADVISORY SERVICES ADV PART 2 FIRM BROCHURE 2025 (3/31/2025)

Direct owners and executive officers

NamePositionCRD#
WIA CORPORATE BUYER, LLCSHAREHOLDER
CARTER, ANA ROUMENOVAFINOP4424794
CURLEY, JONATHAN EPRESIDENT827148
TOOLE, BARRY PCCO3142901

Regulatory assets under management

Total Number of Accounts4,697
AUM (Assets Under Management)$ 1,734,780,346

Disclosures

Regulatory Event3
Arbitration2
Bond1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WORLD INVESTMENTS, LLC

CRD#: 20626Santa Barbara, CA 93101

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