James A. Berrier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Allan Berrier JR was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2002. James had worked at 5 firms and has passed the Series 65, Series 66, SIE, Series 55, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2007 - February 13, 2017
SSN ADVISORY, INC.
May 18, 2007 - February 13, 2017
SECURITIES SERVICE NETWORK, LLC
February 6, 2007 - March 27, 2007
SSN ADVISORY, INC.
October 21, 2005 - March 27, 2007
SECURITIES SERVICE NETWORK, LLC
May 15, 2003 - December 10, 2003
BB&T INVESTMENT SERVICES, INC.
May 15, 2003 - December 10, 2003
BB&T INVESTMENT SERVICES, INC.
September 19, 2002 - March 19, 2003
IDS LIFE INSURANCE COMPANY
September 19, 2002 - March 19, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 12/15/2005
Limited Representative-Equity Trader ExamCurrent Firm
SSN ADVISORY, INC.
CRD#: 126090 / SEC#: 801-61989
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
