Jorge I. Montalvo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jorge Isaac Montalvo, who also goes by George Montalvo, was a registered financial professional .
Jorge is a previously registered financial professional and started their career in finance in 2002. Jorge had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 2013 - January 18, 2022
ALLSTATE FINANCIAL ADVISORS, LLC
September 4, 2013 - January 18, 2022
ALLSTATE FINANCIAL SERVICES, LLC
January 1, 2007 - August 7, 2012
USAA FINANCIAL PLANNING SERVICES
November 6, 2006 - August 7, 2012
USAA FINANCIAL ADVISORS, INC.
October 23, 2003 - October 18, 2005
AMERIPRISE ADVISOR SERVICES, INC.
January 21, 2003 - October 13, 2003
METROPOLITAN LIFE INSURANCE COMPANY
January 21, 2003 - October 13, 2003
MSI FINANCIAL SERVICES, INC.
September 11, 2002 - October 4, 2002
IDS LIFE INSURANCE COMPANY
September 11, 2002 - October 4, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
Contact information
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
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