JM
Joseph I. Mccabe
VESTPOINTE WEALTH MANAGEMENT
Scottsdale, AZ 85258
Some features on this profile are disabled
CRD#: 4555127
JM
Professional summary
Joseph Ignatius Mccabe III, CFP® is a registered financial advisor currently at VESTPOINTE WEALTH MANAGEMENT, LLC located in Scottsdale, Arizona.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Joseph has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OWNER OF JOSEPH I. MCCABE III CPA, P.C. SINCE 7/7/06, 7373 E. DOUBLETREE RANCH RD., SCOTTSDALE, AZ 85258. NOT INVESTMENT RELATED: TAX PREP & CONSULTING, SPEND APPROX. 30 HOURS/WEEK ON THIS ACTIVITY.
Mr. McCabe is also a licensed insurance agent offering life, health and fixed annuities through various carriers. He conducts this investment related activity at his central office located at: 7373 E. DOUBLETREE RANCH RD., SCOTTSDALE, AZ 85258. This activity is a compliment to the CPA and Advisory services and as such, Mr. McCabe will generally devote approximately four (4) hours a month to insurance sales.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Ignatius Mccabe III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2001
Experience
Current
September 29, 2004 - Present
VESTPOINTE WEALTH MANAGEMENT, LLC
Office #1: 7373 E. Doubletree Ranch Rd. Suite 175, Scottsdale, AZ 85258RIA
CRD#: 132591
Scottsdale, AZ
Past
June 29, 2000 - August 24, 2004
KPMG INVESTMENT ADVISORS
RIA
CRD#: 111778
PHONIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VW
VESTPOINTE WEALTH MANAGEMENT, LLC
ENCOMPASS WEALTH MANAGEMENT, LLC | VESTPOINTE WEALTH MANAGEMENT, LLC
CRD#: 132591 / SEC#: 801-122250
RIA
Registered Investment Advisory firm - (9/3/2021 Approved)Arizona
Registered Investment Advisory firm - (9/13/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(9/29/2004)
Exams
Current Firm
VW
VESTPOINTE WEALTH MANAGEMENT, LLC
ENCOMPASS WEALTH MANAGEMENT, LLC | VESTPOINTE WEALTH MANAGEMENT, LLC
CRD#: 132591 / SEC#: 801-122250
RIA
Registered Investment Advisory firm - (9/3/2021 Approved)Arizona
Registered Investment Advisory firm - (9/13/2021 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
7373 E. Doubletree Ranch Rd. Suite 175, Scottsdale, AZ 85258
Mailing Address
Phone number
(602) 212-1040
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 429 |
| AUM (Assets Under Management) | $ 134,408,939 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/08/2025 | ||
| 12/20/2024 | ||
| 11/14/2023 | ||
| 12/05/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
