Albert D. Kaufman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Duncan Kaufman, CFP®, who also goes by Al Kaufman, was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 2002. Albert had worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2005
Experience
January 23, 2020 - June 22, 2026
ADK WEALTHCARE PARTNERS
November 27, 2019 - January 31, 2020
LPL FINANCIAL LLC
July 6, 2015 - January 21, 2020
WEALTHCARE ADVISORY PARTNERS LLC
November 24, 2010 - September 7, 2016
LPL FINANCIAL LLC
November 24, 2010 - January 31, 2020
LPL FINANCIAL LLC
March 29, 2005 - December 7, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 29, 2005 - December 7, 2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 9, 2002 - March 31, 2005
A. G. EDWARDS & SONS, INC.
August 29, 2002 - March 31, 2005
A. G. EDWARDS & SONS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ADK WEALTHCARE PARTNERS
CRD#: 305867 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 113 |
| AUM (Assets Under Management) | $ 28,718,000 |
Red Flags
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