Albert D. Kaufman

ADK WEALTHCARE PARTNERS

Alhambra, IL

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CRD#: 4555119

Professional summary

Albert Duncan Kaufman, CFP®, who also goes by Al Kaufman, is a registered financial advisor currently at ADK WEALTHCARE PARTNERS located in Alhambra, Illinois.

Albert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Albert has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Al Kaufman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 11/24/2010 - FARM - NOT INV REL - 20% TIME SPENT - SMALL HOBBY FARM RUN AS A SOLE PROP. INHERITED FARM FROM 2000 AND MOVED TO FARM IN 2007 WITH FAMILY. MINIMAL OPERATIONS TO DATE --FFA LIVESTOCK PROJECTS, SMALL GARDEN OPERATION, LAND LEASE, ETC 2. 05/22/2015 - ADK WEALTHCARE PARTNERS - INV REL - 11029 NIGGLI ROAD ALHAMBRA, IL 62001 - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START 07/01/2015 - 130 HOURS PER MONTH, 120 DURING TRADING - SERVICES WILL INCLUDE ADVISORY AND FINANCIAL PLANNING CONSULTATION 3. 08/14/2015 - WEALTHCARE ADVISORY PARTNERS LLC - INV REL - 11029 NIGGLI ROAD ALHAMBRA, IL 62001 - REGISTERED INVESTMENT ADVISOR DBA - START 07/01/2015 - ADK | WEALTHCARE PARTNERS WILL OFFER FINANCIAL PLANNING, FINANCIAL PLANS, HOURLY CONSULTING ADVICE, FIXED FEE CONSULTING ADVICE AND FEE-BASED ASSET MANAGEMENT. 4. 08/14/2015 - WEALTHCARE ADVISORY PARTNERS - INV REL - WEALTHCARE ADVISORY PARTNERS 600 EAST MAIN STREET, SUITE 1240 RICHMOND, VA 23219 , 11029 NIGGLI ROAD - REGISTERED INVESTMENT ADVISOR HYBRID - START 07/01/2015 - 160 HOURS PER MONTH, 140 DURING TRADING - FINANCIAL PLANNING, ADVISORY SERVICES AND RELATED COMPLIANCE WILL BE CONDUCTED THROUGH WEALTHCARE ADVISORY PARTNERS ALHAMBRA, IL 62001.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Albert Duncan Kaufman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 6413

ALHAMBRA, IL

Past

March 29, 2005 - December 7, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

GLEN CARBON, IL

Past

March 29, 2005 - December 7, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

GLEN CARBON, IL

Past

September 9, 2002 - March 31, 2005

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

GRAND JUNCTION, CO

Past

August 29, 2002 - March 31, 2005

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(3/24/2020)

IAR

Illinois
(2/3/2020)

IAR

Texas
(1/23/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/6/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/28/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/19/2011

General Securities Principal Examination

Current Firm

ADK WEALTHCARE PARTNERS

ADK WEALTHCARE LLC | ADK WEALTHCARE PARTNERS

CRD#: 305867 / SEC#:

Colorado

Registered Investment Advisory firm - (3/24/2020 Approved)

Illinois

Registered Investment Advisory firm - (2/3/2020 Approved)

Texas

Registered Investment Advisory firm - (1/16/2020 Conditional Restricted)

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Contact information

Main Address

Alhambra, IL

Mailing Address

Phone number

(618) 488-6455

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	103
AUM (Assets Under Management)	$ 23,637,630

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Albert D. Kaufman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Albert Duncan Kaufman's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

WEALTHCARE ADVISORY PARTNERS LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/6/2002

SIE

Date: 10/1/2018

Series 7

Date: 8/28/2002

Series 24

Date: 1/19/2011

Current Firm

ADK WEALTHCARE PARTNERS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ADK WEALTHCARE PARTNERS

TRUST BUT VERIFY

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