Timothy S. Nash

TROXELL FINANCIAL

NAPLES, FL 34103

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CRD#: 4555054

Professional summary

Timothy Steven Nash is a registered financial advisor currently at TROXELL FINANCIAL located in Naples, Florida.

Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Timothy has worked at 8 firms and has passed the Series 65, Series 66, SIE, Series 3, Series 31, Series 7 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1.) NAME OF OBA: NASH INNOVATIONS, LLC; ADDRESS OF OBA: NAPLES, FL 34110; NATURE: ENTREPRENEUR; INVESTMENT RELATED: NO; TITLE WITH OBA: PRESIDENT, CEO; DUTIES: MANAGEMENT OF INTELLECTUAL PROPERTY; START DATE: 04/01/2015; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0. (2.) NAME OF OBA; INDEPENDENT INSURANCE AGENT; ADDRESS OF OBA: NAPLES, FL 34103; NATURE: SELLING FIXED PRODUCTS; INVESTMENT RELATED: NO; TITLE WITH OBA: INDEPENDENT INSURANCE AGENT; DUTIES: SELLING FIXED PRODUCTS; START DATE: 07/29/2021; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Steven Nash's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 10, 2025 - Present

TROXELL FINANCIAL

Office #1: 2400 Tamiami Trail North Suite 403, Naples, FL 34103

RIA

CRD#: 168998

NAPLES, FL

Past

July 18, 2023 - March 5, 2025

J.P. MORGAN SECURITIES LLC

RIA

CRD#: 79

Naples, FL

Past

November 26, 2019 - March 5, 2025

J.P. MORGAN SECURITIES LLC

CRD#: 79

Naples, FL

Past

September 14, 2016 - October 29, 2019

MARCH CAPITAL CORP.

CRD#: 24142

CHICAGO, IL

Past

October 2, 2014 - February 4, 2015

FORESIDE FUND SERVICES, LLC

CRD#: 46106

PORTLAND, ME

Past

February 19, 2013 - September 19, 2014

ALPS DISTRIBUTORS, INC.

CRD#: 16853

DENVER, CO

Past

June 11, 2010 - February 5, 2013

MARCH CAPITAL CORP.

CRD#: 24142

CHICAGO, IL

Past

November 17, 2006 - April 14, 2010

MAN INVESTMENTS INC.

CRD#: 15770

NEW YORK, NY

Past

February 13, 2003 - November 2, 2006

LORD, ABBETT & CO. LLC

RIA

CRD#: 110391

JERSEY CITY, NJ

Past

August 20, 2002 - November 2, 2006

LORD ABBETT DISTRIBUTOR LLC

CRD#: 530

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TROXELL FINANCIAL

CRUMLY AND ASSOCIATES, INC. | TROXELL FINANCIAL ADVISORS | TROXELL FINANCIAL | EVERGREEN WEALTH | CRUMLY AND ASSOCIATES, INCORPORATED

CRD#: 168998 / SEC#: 801-81175

RIA

Registered Investment Advisory firm - (3/24/2015 Approved)

Illinois

Registered Investment Advisory firm - (3/24/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/4/2025)

IAR

Illinois
(3/10/2025)

IAR

Texas
(3/10/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/18/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/4/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 8/4/2010

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 11/30/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/19/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 30

Date: 7/26/2010

NFA Branch Manager Examination

Current Firm

TROXELL FINANCIAL

CRUMLY AND ASSOCIATES, INC. | TROXELL FINANCIAL ADVISORS | TROXELL FINANCIAL | EVERGREEN WEALTH | CRUMLY AND ASSOCIATES, INCORPORATED

CRD#: 168998 / SEC#: 801-81175

RIA

Registered Investment Advisory firm - (3/24/2015 Approved)

Illinois

Registered Investment Advisory firm - (3/24/2015 Terminated)

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Contact information

Main Address

214 South Grand Avenue West, Springfield, IL 62704

Mailing Address

Phone number

(217) 321-3210

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

03 24 2025 TFA FORM ADV PART 2A AND 2B FINAL (3/24/2025)

Regulatory assets under management

Total Number of Accounts	1,500
AUM (Assets Under Management)	$ 969,825,114

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/22/2025	Cover Page	Report
11/08/2024	Cover Page	Report
10/31/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Timothy S. Nash

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Timothy Steven Nash's CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

J.P. MORGAN SECURITIES LLC

MARCH CAPITAL CORP.

FORESIDE FUND SERVICES, LLC

ALPS DISTRIBUTORS, INC.

MARCH CAPITAL CORP.

MAN INVESTMENTS INC.

LORD, ABBETT & CO. LLC

LORD ABBETT DISTRIBUTOR LLC

Primary Firm SEC Registration

TROXELL FINANCIAL

State Registrations and Notice Filings

Exams

Series 65

Date: 7/18/2023

Series 66

Date: 9/4/2002

SIE

Date: 10/1/2018

Series 3

Date: 8/4/2010

Series 31

Date: 11/30/2006

Series 7

Date: 8/19/2002

Series 30

Date: 7/26/2010

Current Firm

TROXELL FINANCIAL

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TROXELL FINANCIAL

TRUST BUT VERIFY

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