Michael G. Ludig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael George Ludig, who also goes by Michael G Ludig, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2002. Michael had worked at 4 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 25, 2006 - February 16, 2017
FFEC WEALTH PARTNERS LLC
May 24, 2006 - February 16, 2017
FFEC WEALTH PARTNERS LLC
July 6, 2005 - August 2, 2005
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - August 2, 2005
CHASE INVESTMENT SERVICES CORP.
March 21, 2005 - July 6, 2005
BANC ONE SECURITIES CORPORATION
March 18, 2005 - July 6, 2005
BANC ONE SECURITIES CORPORATION
September 25, 2002 - March 14, 2005
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FFEC WEALTH PARTNERS LLC
CRD#: 16507 / SEC#: 801-63970, 8-34082
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,755 |
| AUM (Assets Under Management) | $ 2,371,850,816 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
