Rodney C. Brewer

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CRD#: 4554918

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Rodney Charles Brewer, who also goes by Rod C Brewer, was a registered financial professional .

Rodney is a previously registered financial professional and started their career in finance in 2002. Rodney had worked at 14 firms and has passed the Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Rod C Brewer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 23, 2019 - September 30, 2020

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

Hanover, MD

Past

May 16, 2019 - May 16, 2019

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

Hanover, MD

Past

May 16, 2019 - September 30, 2020

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

Hanover, MD

Past

April 17, 2018 - June 27, 2019

BREWER FINANCIAL LIFE ADVISORS, LLC

RIA

CRD#: 292516

ELKRIDGE, MD

Past

July 29, 2016 - January 2, 2018

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

HUNT VALLEY, MD

Past

July 19, 2016 - January 2, 2018

MML INVESTORS SERVICES, LLC

CRD#: 10409

HUNT VALLEY, MD

Past

October 29, 2013 - July 26, 2016

THE MARSHALL FINANCIAL GROUP LLC

RIA

CRD#: 146362

HUNT VALLEY, MD

Past

September 9, 2013 - June 20, 2016

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

HUNT VALLEY, MD

Past

April 20, 2012 - September 11, 2013

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

TIMONIUM, MD

Past

December 8, 2011 - September 11, 2013

NYLIFE SECURITIES LLC

CRD#: 5167

TIMONIUM, MD

Past

February 2, 2010 - December 5, 2011

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

BALTIMORE, MD

Past

January 8, 2010 - December 5, 2011

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

BALTIMORE, MD

Past

September 2, 2009 - December 18, 2009

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

ELKRIDGE, MD

Past

September 2, 2009 - December 18, 2009

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ELKRIDGE, MD

Past

November 21, 2006 - August 28, 2009

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

COLUMBIA, MD

Past

November 21, 2006 - August 28, 2009

EQUITABLE ADVISORS, LLC

CRD#: 6627

COLUMBIA, MD

Past

July 13, 2006 - October 11, 2006

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

ELKRIDGE, MD

Past

October 7, 2005 - June 8, 2006

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

TOWSON, MD

Past

October 7, 2005 - June 8, 2006

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

TOWSON, MD

Past

January 5, 2004 - October 10, 2005

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

BALTIMORE, MD

Past

November 12, 2003 - October 10, 2005

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

November 12, 2003 - October 10, 2005

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

September 10, 2002 - October 23, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

COLUMBIA, MD

Past

August 28, 2002 - October 23, 2003

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 28, 2002 - October 23, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/9/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/11/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/2/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/26/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/21/2006

General Securities Principal Examination

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rodney C. Brewer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

BREWER FINANCIAL LIFE ADVISORS, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

THE MARSHALL FINANCIAL GROUP LLC

SECURITIES SERVICE NETWORK, LLC

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

SECURITIES SERVICE NETWORK, LLC

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

MSI FINANCIAL SERVICES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/9/2002

Series 7TO

Date: 12/11/2022

SIE

Date: 1/2/2018

Series 7

Date: 8/26/2002

Series 24

Date: 12/21/2006

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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