Leonid Yurovsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leonid Yurovsky, who also goes by Lenny Yurovsky, Lenoid Yurovsky, was a registered financial professional .
Leonid is a previously registered financial professional and started their career in finance in 2002. Leonid had worked at 14 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2016 - November 7, 2023
JOSEPH STONE CAPITAL L.L.C.
August 10, 2015 - March 15, 2016
PHX FINANCIAL, INC.
July 3, 2013 - May 19, 2015
NATIONAL SECURITIES CORPORATION
September 10, 2010 - June 18, 2013
JOHN THOMAS FINANCIAL
May 10, 2010 - August 25, 2010
LAIDLAW & COMPANY (UK) LTD.
May 12, 2009 - March 2, 2010
GUNNALLEN FINANCIAL, INC
October 31, 2008 - May 14, 2009
J.P. TURNER & COMPANY, L.L.C.
June 28, 2007 - October 31, 2008
LASALLE ST SECURITIES, L.L.C.
May 17, 2005 - June 28, 2007
BROOKSTREET SECURITIES CORPORATION
April 20, 2005 - May 13, 2005
S.W. BACH & COMPANY
December 8, 2003 - May 16, 2005
WOODSTOCK FINANCIAL GROUP, INC.
June 9, 2003 - August 6, 2003
HSBC BROKERAGE (USA) INC.
August 20, 2002 - March 14, 2003
IDS LIFE INSURANCE COMPANY
August 20, 2002 - March 14, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
JOSEPH STONE CAPITAL L.L.C.
CRD#: 159744 / SEC#: , 8-69014
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
